DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••••• H•••••••

S•••••••• A••••••• L••national BDNashville, Tndual registrantIAPD 6681091

Feed of 09/14/2026

Also filed as Drew Carroll Harrison

At current firm

1 y

since Jul 16, 2025

In the industry

10 y

since May 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••••••• A••••••• L•• national BD current
since Jul 16, 2025 · Nashville, Tn
K•• C•••••• M••••••••• I••• independent RIA
May 20, 2024 to May 19, 2025 · Hendersonville, Tn
C••••• I••••••••• A••••••• L•• BD affiliated
Oct 11, 2022 to Apr 23, 2024 · Arrington, Tn
B• R•••• W••••• A•••••••• I••• BD affiliated
Aug 26, 2022 to Sep 23, 2022 · Nashville, Tn
B• R•••• W••••• M••••••••• former
Jun 11, 2018 to Sep 23, 2022 · Nashville, Tn

Moves

a registration end followed by a registration begin elsewhere

K•• C•••••• M••••••••• I••• to S•••••••• A••••••• L••
left May 19, 2025, registered Jul 16, 2025 (58 days) · RIA to affiliated broker-dealer or bank
C••••• I••••••••• A••••••• L•• to K•• C•••••• M••••••••• I•••
left Apr 23, 2024, registered May 20, 2024 (27 days) · Affiliated broker-dealer or bank to independent RIA
B• R•••• W••••• A•••••••• I••• to C••••• I••••••••• A••••••• L••
left Sep 23, 2022, registered Oct 11, 2022 (18 days) · Affiliated broker-dealer or bank to another
B• R•••• W••••• M••••••••• to B• R•••• W••••• A•••••••• I•••
left Sep 23, 2022, registered Aug 26, 2022 (-28 days) · Affiliated broker-dealer or bank to another · moved with a team

Signals

A••••• H••••••• left K•• C•••••• M••••••••• I••• for S•••••••• A••••••• L•• (registered 2025-07-16)
May 19, 2025 · Advisor changed firm · fact
A••••• H••••••• left C••••• I••••••••• A••••••• L•• for K•• C•••••• M••••••••• I••• (registered 2024-05-20)
Apr 23, 2024 · Advisor changed firm · fact
A••••• H••••••• left B• R•••• W••••• A•••••••• I••• for C••••• I••••••••• A••••••• L•• (registered 2022-10-11)
Sep 23, 2022 · Advisor changed firm · fact
A••••• H••••••• left B• R•••• W••••• M••••••••• for B• R•••• W••••• A•••••••• I••• (registered 2022-08-26)
Sep 23, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address