J••••• S••••••

Advisor at D••••• F•••••••• A•••••••• I•••

SAN DIEGO, CA | MURRIETA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5a356d94-ccad-ed69-19b8-8a83a5751894

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jan 3, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••• F•••••••• A•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 12, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• W••••• A•••••••	Independent wealth	Jul 7, 2025	n/a	yes	SAN DIEGO, CA\|MURRIETA, CA	Current employment
D••••• F•••••••• A•••••••• I•••	Independent wealth	Sep 28, 2022	n/a	yes	MURRIETA, CA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	D••••• F•••••••• A•••••••• I•••	Oct 3, 2022	Sep 28, 2022	-5	Firm change	Ibd to RIA
M••••• S••••••	C••••••••• F•••••••• N••••••	Nov 1, 2017	Jan 5, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
8032:139764:CA:2022-10-03	Oct 3, 2022	Sep 28, 2022	MURRIETA, CA	Firm change

Relationships

Registered with (5)

→ C•••••• W••••• A•••••••Registered adviserregistration: current employment
Jul 7, 2025 to presentfactForm ADV
→ D••••• F•••••••• A•••••••• I•••Registered adviserregistration: current employment
Sep 28, 2022 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Jan 5, 2018 to Oct 3, 2022factForm ADV
→ M••••• S••••••

Dated events

Occurred
Oct 3, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5a356d94-ccad-ed69-19b8-8a83a5751894
First observed: Jan 3, 2008
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.