DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• S••••••

D••••• F•••••••• A•••••••• I•••independent RIASan Diego, Ca IA-onlyIAPD 5213817

Certified Financial Planner

Feed of 09/15/2026

Also filed as Justin M Simmons

At current firm

3 y

since Sep 28, 2022

In the industry

18 y

since Dec 12, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• W••••• A••••••• independent RIA current
since Jul 7, 2025 · San Diego, Ca
D••••• F•••••••• A•••••••• I••• independent RIA current
since Sep 28, 2022 · Murrieta, Ca
C••••••••• F•••••••• N•••••• national BD
Jan 5, 2018 to Oct 3, 2022 · Murrieta, Ca
M••••• S•••••• wirehouse
Apr 18, 2017 to Nov 1, 2017 · Carlsbad, Ca
C••••••••• F•••••••• N•••••• national BD
Jan 5, 2017 to Mar 21, 2017 · Murrieta, Ca
M••••• S•••••• wirehouse
Jun 1, 2009 to Sep 9, 2016 · Beverly Hills, Ca
M••••• S•••••• • C•• L•• unclassified
Jan 3, 2008 to Jun 1, 2009 · Beverly Hills, Ca

Moves

a registration end followed by a registration begin elsewhere

C••••••••• F•••••••• N•••••• to D••••• F•••••••• A•••••••• I•••
left Oct 3, 2022, registered Sep 28, 2022 (-5 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
M••••• S•••••• to C••••••••• F•••••••• N••••••
left Nov 1, 2017, registered Jan 5, 2018 (65 days) · Wirehouse to affiliated broker-dealer or bank
C••••••••• F•••••••• N•••••• to M••••• S••••••
left Mar 21, 2017, registered Apr 18, 2017 (28 days) · Affiliated broker-dealer or bank to wirehouse
M••••• S•••••• to C••••••••• F•••••••• N••••••
left Sep 9, 2016, registered Jan 5, 2017 (118 days) · Wirehouse to affiliated broker-dealer or bank
M••••• S•••••• • C•• L•• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

Signals

J••••• S•••••• left C••••••••• F•••••••• N•••••• for D••••• F•••••••• A•••••••• I••• (registered 2022-09-28)
Oct 3, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address