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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

JOSE MICHAEL GUERRERO

Advisor at STRATEGIC ADVISERS LLC

SAN FRANCISCO, CA | DUBLIN, CA

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Search this name across graphsid dfx:ria:5a41c17c-28ec-dc35-d886-65f64fc9097c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 9, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Oct 16, 2014
First registration: Sep 9, 2015
Dual registered: yes, broker-dealer
Other names: MIKE GUERRERO
IAPD individual key: 6300044

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	DUBLIN, CA\|SAN FRANCISCO, CA	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	Mar 31, 2025	no	BOSTON, MA\|DUBLIN, CA\|SAN FRANCISCO, CA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jun 15, 2017	Jul 13, 2018	no	DUBLIN, CA	Previous registration
NEUBERGER BERMAN BD LLC	No RAUM reported	Nov 22, 2016	May 23, 2017	no	SAN FRANCISCO, CA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Sep 9, 2015	Dec 2, 2016	no	BURLINGAME, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm
NEUBERGER BERMAN BD LLC	STRATEGIC ADVISERS LLC	May 23, 2017	Jun 15, 2017	23	Firm change	Other
STRATEGIC ADVISERS LLC	NEUBERGER BERMAN BD LLC	Dec 2, 2016	Nov 22, 2016	-10	Firm change	Other

Relationships

Registered with (3)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Jun 15, 2017 to Jul 13, 2018factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to Mar 31, 2025factForm ADV
→ NEUBERGER BERMAN BD LLCRegistered adviserregistration: previous registration
Nov 22, 2016 to May 23, 2017factForm ADV

Dated events

No dated event names this entity yet.