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Advisor at ASSET ONE WEALTH MANAGEMENT, LLC
Findlay, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ASSET ONE WEALTH MANAGEMENT, LLC | Independent wealth | Dec 26, 2025 | n/a | yes | Findlay, OH | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jun 29, 2023 | Nov 18, 2025 | no | Findlay, OH | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Jun 9, 2021 | Jun 29, 2023 | no | Richboro, PA|Findlay, OH | Previous registration |
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Aug 16, 2017 | Jun 9, 2021 | no | Findlay, OH|Richboro, PA|WINDSOR, CT | Previous registration |
| FIFTH THIRD SECURITIES, INC. | Bd affiliated wealth | Oct 11, 2007 | Sep 8, 2017 | no | FINDLAY, OH|FINDLAY, OH|FINDLAY, OH|FINDLAY, OH|FINDLAY, OH|FOSTORIA, OH|TIFFIN, OH | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Feb 22, 2007 | Oct 23, 2007 | no | BLUFFTON, OH|LIMA, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | ASSET ONE WEALTH MANAGEMENT, LLC | Nov 18, 2025 | Dec 26, 2025 | 38 | Firm change | Ibd to RIA |
| CETERA ADVISOR NETWORKS LLC | CETERA INVESTMENT ADVISERS LLC | Jun 29, 2023 | Jun 29, 2023 | 0 | Bulk transfer | Ibd to ibd |
| VOYA FINANCIAL ADVISORS, INC. | CETERA ADVISOR NETWORKS LLC | Jun 9, 2021 | Jun 9, 2021 | 0 | Firm change | Ibd to ibd |
| FIFTH THIRD SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | Sep 8, 2017 | Aug 16, 2017 | -23 | Firm change | Other |
| CHASE INVESTMENT SERVICES CORP. | FIFTH THIRD SECURITIES, INC. | Oct 23, 2007 | Oct 11, 2007 | -12 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105644:336350:OH:2025-11-18 | Nov 18, 2025 | Dec 26, 2025 | FINDLAY, OH | Firm change |
| 2882:13572:CT:2021-06-09 | Jun 9, 2021 | Jun 9, 2021 | WINDSOR, CT | Firm change |
| 628:2882:OH:2017-09-08 | Sep 8, 2017 | Aug 16, 2017 | TIFFIN, OH | Firm change |