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CRD 336350
BELLEVUE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| D•• J• P••••••• | Certified Financial Planner | BELLEVUE, WA | 1 | 25 | 2 | yes |
| R••••• T••••• P••••••• | Certified Financial Planner | BELLEVUE, WA | 1 | 19 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| A••• V••••••• L•• | MANAGING MEMBER | E | yes | 06/2025 | Sep 11, 2026 | Sep 11, 2026 |
| P•••••••• D••• J• | MANAGING PARTNER | Na | yes | 02/2026 | Sep 11, 2026 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 10, 2026 | $983M | $983M | 19 | 9 | 5 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 14 | 0 | 14 | 0.0% | 0 | 0 | 0 | 17 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $983M | n/a | n/a | n/a | n/a | 19 | n/a | 8 | n/a |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| P••••••••• F•••••••• P•••••••• I••• | 3 | Mar 17, 2026 | Apr 3, 2026 | BRIDGEVILLE, PA | Firm absorbed | RIA to RIA | 100.0% |
| C••••• I••••••••• A••••••• L•• | 5 | Nov 18, 2025 |
| yes |
| A••••• L••••••• V•••••• | n/a | BELLEVUE, WA | 1 | 14 | 2 | yes |
| D••••• M•••• P••••••• | n/a | Philomath, OR | 0 | 36 | 3 | yes |
| J•••• P• F••••••• | Certified Financial Planner | Draper, UT | 0 | 10 | 1 | no |
| J•••• T••••• F••••• | Certified Financial Planner | Draper, UT | 0 | 13 | 3 | yes |
| L••• N• C••• | n/a | Findlay, OH | 0 | 14 | 1 | yes |
| S•••••• F••••• | n/a | BELLEVUE, WA | 0 | 11 | n/a | no |
| R••••• M•••••• K•••• | n/a | Findlay, OH | Fort Myers, FL | 0 | 25 | 4 | no |
| M•••• R•• B••••• | n/a | Findlay, OH | 0 | 16 | 3 | yes |
| T•••• D•••• A•••• | Certified Financial Planner | Findlay, OH | 0 | 19 | 5 | yes |
| N••••• R•••• W••••• | n/a | Findlay, OH | 0 | 12 | 1 | yes |
| J•••• A••••• F••••• | Certified Financial Planner | Draper, UT | 0 | 44 | 3 | no |
| B•••••• I• W••• | n/a | Naples, FL | 0 | 12 | 4 | no |
| B•••• L•••• Y•••• | Certified Financial Planner | Bridgeville, PA | 0 | 33 | 3 | no |
| S•••••• G••••• B•••••• | Chartered Financial Analyst | Bridgeville, PA | 0 | 22 | 2 | no |
| R••••• J• Y••• | n/a | Bridgeville, PA | 0 | 11 | 1 | no |
| T••••• A••• H•••••• | n/a | Lake Forest, CA | 0 | 45 | 4 | yes |
| P•••••••• R•••••• T••••• | MANAGING PARTNER | Na | yes | 02/2026 | Sep 11, 2026 | Sep 11, 2026 |
| V••••••• A•••••• L••••••• | MANAGING PARTNER | Na | yes | 02/2026 | Sep 11, 2026 | Sep 11, 2026 |
| C•••• R••••••• L••••• | CHIEF COMPLIANCE OFFICER | Na | no | 04/2025 | Sep 11, 2026 | Sep 11, 2026 |
| FINDLAY, OH |
| Team lift out |
| Ibd to RIA |
| 0.1% |
| L•• F•••••••• L•• | 3 | Jul 7, 2025 | Jun 30, 2025 | BELLEVUE, WA | Team lift out | Ibd to new firm | 0.0% |