This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$4.1MItem 5.F on the latest filing (2026-08-17); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$0

Private client RAUM

$4.1MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

4

Advisory employees

1

Offices

0Schedule D 1.F, beyond the principal office

Accounts

1,898

Individual clients

1,898

SEC number

801-129242

CRD

329172

Filings on the tape

9

First filed

Nov 20, 2023

Latest filed

Aug 17, 2026

Organised

Corporation, DE

Website

getfinn.us

• Occurred

  Nov 20, 2023
  First Form ADV filing

  Finvest filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:5a50aac5-3db5-bd83-a5da-84e3f9e5014f

First observed

Nov 20, 2023

Last observed

Aug 17, 2026 34 days ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.