DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F•••
Legal name G•• M••••• I••
Latest filing Aug 17, 2026
First filing on the tape Nov 20, 2023 · 9 filings
SEC status approved since Jan 5, 2024
RAUM
$4.1M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$4.1M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$4.1M as of Aug 17, 2026
Mar 20, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 17, 2026
Mar 20, 20250 then
Employees (5.A)4 as of Aug 17, 2026
Mar 20, 20253 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Aug 17, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $2,157derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$4.1M100%
- Individual clients
- 1,898reported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,898reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••• S••••• · Foundercontrolsince 10/2022 · owns 75% or more
- S•••• A•••• · Founder, Ccocontrolsince 09/2023 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Business name · F•••••• to F•••Jun 4, 2026 to Aug 17, 2026
- Accounts · 534 to 1,898Nov 21, 2025 to Jun 4, 2026
- Individual clients · 534 to 1,898Nov 21, 2025 to Jun 4, 2026
- Employees · 3 to 4Nov 21, 2025 to Jun 4, 2026
- Discretionary RAUM · $4.4M to $0Nov 21, 2025 to Jun 4, 2026
- Individual RAUM · $4.4M to $4.1MNov 21, 2025 to Jun 4, 2026
- Non-discretionary RAUM · $0 to $4.1MNov 21, 2025 to Jun 4, 2026
- RAUM · $4.4M to $4.1MNov 21, 2025 to Jun 4, 2026
- Accounts · 348 to 534Jul 16, 2025 to Nov 21, 2025
- Individual clients · 348 to 534Jul 16, 2025 to Nov 21, 2025
- Financial planning clients · 0 to 0Jul 16, 2025 to Nov 21, 2025
- Discretionary RAUM · $4.1M to $4.4MJul 16, 2025 to Nov 21, 2025
- Individual RAUM · $4.1M to $4.4MJul 16, 2025 to Nov 21, 2025
- RAUM · $4.1M to $4.4MJul 16, 2025 to Nov 21, 2025
- Accounts · 0 to 348Mar 20, 2025 to Jul 16, 2025
- Individual clients · unset to 348.0Mar 20, 2025 to Jul 16, 2025
- Financial planning clients · unset to 0Mar 20, 2025 to Jul 16, 2025
- Discretionary RAUM · $0 to $4.1MMar 20, 2025 to Jul 16, 2025
- Individual RAUM · unset to 4105868.0Mar 20, 2025 to Jul 16, 2025
- RAUM · $0 to $4.1MMar 20, 2025 to Jul 16, 2025
- Advisory activities · 1 to 2Jul 29, 2024 to Mar 20, 2025
- Employees · 2 to 3Jul 29, 2024 to Mar 20, 2025
- State-registered IARs · 1 to 0Jul 29, 2024 to Mar 20, 2025
Signals
1 dated events
- Finvest filed its initial SEC registration (Form ADV)Nov 20, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- s••••••@g••••••.usreportedpublished by the firm, firm site, Sep 16, 2026
- Website
- g••••••.usreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 6188233733reportedpublic record, Form ADV, Aug 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026