DFX Intelligence

M•••••• J•••• O••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)22 years in industry

M•••••• J•••• O••••

Advisor at G•••• V••••• A•••••• G••••• L••

Altoona, WI | BERWYN, PA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Aug 26, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••• V••••• A•••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••• V••••• A•••••• G••••• L••	Independent wealth	Mar 6, 2023	n/a	yes	Altoona, WI\|BERWYN, PA	Current employment
T••••••• I••••••••• M••••••••• I•••	Bd affiliated wealth	Aug 26, 2004	Mar 3, 2023	no	EAU CLAIRE, WI\|Rochester, MN\|ROCHESTER, MN\|Eau Claire, WI\|EAU CLAIRE, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• I••••••••• M••••••••• I•••	G•••• V••••• A•••••• G••••• L••	Mar 3, 2023	Mar 6, 2023	3	Firm change	Ibd to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
18387:123913:WI:2023-03-03	Mar 3, 2023	Mar 6, 2023	EAU CLAIRE, WI	Firm change

Relationships

Registered with (2)

→ G•••• V••••• A•••••• G••••• L••Registered adviserregistration: current employment
Mar 6, 2023 to presentfactForm ADV
→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Aug 26, 2004 to Mar 3, 2023factForm ADV

Dated events

Occurred
Mar 3, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 26, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.