DFX Intelligence

D•••• T••••• R••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor33 years in industry

D•••• T••••• R••

Advisor at M••••••••• I••••••••• M••••••••• L••

Centerville, UT | CHICAGO, IL

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Search this name across graphsid dfx:ria:5a6002c7-7205-b657-d9bb-c56874ae24c1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Nov 5, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••••• I••••••••• M••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Nov 20, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••••• I••••••••• M••••••••• L••	Mixed wealth	Jan 24, 2023	n/a	yes	Centerville, UT\|CHICAGO, IL	Current employment
C•••••••	Institutional manager	Apr 16, 2020	Oct 26, 2022	no	Salt Lake City, UT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••	M••••••••• I••••••••• M••••••••• L••	Oct 26, 2022	Jan 24, 2023	90	Firm change	Other
J••• M••••• S••••••••• L••	C•••••••	Sep 10, 2019	Apr 16, 2020

Relationships

Registered with (6)

→ M••••••••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
Jan 24, 2023 to presentfactForm ADV
→ C•••••••Registered adviserregistration: previous registration
Apr 16, 2020 to Oct 26, 2022factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Jun 19, 2019 to Sep 10, 2019factForm ADV
→ V•••• F•••••••• A•••••••• I•••

Dated events

Occurred
Oct 26, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5a6002c7-7205-b657-d9bb-c56874ae24c1
First observed: Nov 5, 2012
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.