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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)23 years in industry

ARTHUR LEE SMITH

Advisor at LEVEL FOUR ADVISORY SERVICES

Shreveport, LA | DALLAS, TX

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 8, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LEVEL FOUR ADVISORY SERVICES
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 8, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S63
First exam: Apr 13, 2007
First registration: Apr 8, 2003
Dual registered: yes, broker-dealer
Other names: ARTHUR L SMITH
IAPD individual key: 714581

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LEVEL FOUR ADVISORY SERVICES	Bd affiliated wealth	Jul 1, 2016	n/a	yes	Shreveport, LA\|DALLAS, TX	Current employment
FIRST ALLIED ADVISORY SERVICES, INC.	Former SEC adviser	Sep 30, 2010	Jul 1, 2016	no	SHREVEPORT, LA	Previous registration
GREENBOOK INVESTMENT MANAGEMENT, INC.	n/a	Jan 3, 2005	Oct 7, 2010	no	BOSSIER CITY, LA	Previous registration
XELAN FINANCIAL PLANNING, INC.	n/a	Apr 8, 2003	Dec 17, 2004	no	BOSSIER CITY, LA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIRST ALLIED ADVISORY SERVICES, INC.	LEVEL FOUR ADVISORY SERVICES	Jul 1, 2016	Jul 1, 2016	0	Firm change	Other
GREENBOOK INVESTMENT MANAGEMENT, INC.	FIRST ALLIED ADVISORY SERVICES, INC.	Oct 7, 2010	Sep 30, 2010	-7	Firm change	Other
XELAN FINANCIAL PLANNING, INC.	GREENBOOK INVESTMENT MANAGEMENT, INC.	Dec 17, 2004	Jan 3, 2005	17	Firm change	Other

Relationships

Registered with (4)

→ LEVEL FOUR ADVISORY SERVICESRegistered adviserregistration: current employment
Jul 1, 2016 to presentfactForm ADV
→ FIRST ALLIED ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Sep 30, 2010 to Jul 1, 2016factForm ADV
→ GREENBOOK INVESTMENT MANAGEMENT, INC.Registered adviserregistration: previous registration
Jan 3, 2005 to Oct 7, 2010factForm ADV
→ XELAN FINANCIAL PLANNING, INC.Registered adviserregistration: previous registration
Apr 8, 2003 to Dec 17, 2004factForm ADV

Dated events

No dated event names this entity yet.