DFX Intelligence

Data Factory

RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

ELEVATE WEALTH ADVISORS, LLC

CRD 323825

NEWPORT BEACH, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5a7a8681-d7e7-261a-b37e-139ec046c632

Data as of May 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 4
On other graphs: 0
Observed: May 18, 2026 to May 18, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $29.4MItem 5.F on the latest filing (2026-05-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $29.4M
Private client RAUM: $19.1MderivedItem 5.D individuals plus high net worth individuals
Private client share: 65%derivedprivate client RAUM over total RAUM
Employees: 8
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 119
Individual clients: 60
High net worth clients: 11
Custody, client assets: $0
CRD: 323825
Filings on the tape: 1
First filed: May 18, 2026
Latest filed: May 18, 2026
Organised: Limited Liability Company, CA
Website: elevatefinsvcs.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JAMES ANTHONY THORNTON	n/a	Newport Beach, CA	1	12	2	no
JASON MICHAEL ROTMAN	n/a	NEWPORT BEACH, CA	1	14	2	no
Michael Rodger Thibodeaux	n/a	NEWPORT BEACH, CA	0	11	n/a	no
Jack William Jentz	n/a	NEWPORT BEACH, CA	0	11	n/a	no

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SPEARHEAD ADVISORS, LLC	2	Dec 3, 2024	Sep 8, 2025	NEWPORT BEACH, CA	Team lift out	Other	66.7%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
ELEVATE CAPITAL GROUP, LLC	2	Apr 9, 2025	May 2, 2025	NEWPORT BEACH, CA	Team lift out	Other	100.0%

Relationships

Registered with (6)

← Jack William JentzAdvisorregistration: current employment
May 8, 2026 to presentfactForm ADV
← Michael Rodger ThibodeauxAdvisorregistration: current employment
Jan 5, 2026 to presentfactForm ADV
← JASON MICHAEL ROTMANAdvisorregistration: current employment
May 2, 2025 to presentfactForm ADV
← JAMES ANTHONY THORNTONAdvisorregistration: current employment
Nov 5, 2024 to presentfactForm ADV
← DAVID ELIOT DARDASHTIAdvisorregistration: previous registration
Mar 1, 2023 to Dec 3, 2024factForm ADV
← NICHOLAS PATRICK PARDINIAdvisorregistration: previous registration
Mar 1, 2023 to Dec 3, 2024factForm ADV

Affiliated with (1)

← ELEVATE CAPITAL GROUP, LLCRegistered adviserother investment adviser, common control
factForm ADV

Moved with (2)

→ SPEARHEAD ADVISORS, LLCRegistered adviser2 advisors, team lift out, same day
Dec 3, 2024 to Sep 8, 2025factForm ADV
← ELEVATE CAPITAL GROUP, LLCRegistered adviser2 advisors, team lift out, same day
Apr 9, 2025 to May 2, 2025factForm ADV

Dated events

Occurred
Apr 9, 2025
Team lift-out
2 advisors left Elevate Capital Group, LLC (Newport Beach, CA) for Elevate Wealth Advisors, LLC on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
Dec 3, 2024
Team lift-out
2 advisors left Elevate Wealth Advisors, LLC (Newport Beach, CA) for Spearhead Advisors, LLC on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
Dec 3, 2024
Advisor changed firm
Nicholas Patrick Pardini left Elevate Wealth Advisors, Llc for Spearhead Advisors, Llc (registered 2025-05-19)
Form ADVobserved 6 days ago
Occurred
Dec 3, 2024
Advisor changed firm
David Eliot Dardashti left Elevate Wealth Advisors, Llc for Spearhead Advisors, Llc (registered 2025-09-08)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5a7a8681-d7e7-261a-b37e-139ec046c632
First observed: May 18, 2026
Last observed: May 18, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ELEVATE WEALTH ADVISORS, LLC

CRD 323825

NEWPORT BEACH, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5a7a8681-d7e7-261a-b37e-139ec046c632

Data as of May 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:32 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JAMES ANTHONY THORNTON

n/a

Newport Beach, CA

JASON MICHAEL ROTMAN

n/a

NEWPORT BEACH, CA

Michael Rodger Thibodeaux

n/a

NEWPORT BEACH, CA

n/a

Jack William Jentz

n/a

NEWPORT BEACH, CA

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SPEARHEAD ADVISORS, LLC

Dec 3, 2024

Sep 8, 2025

NEWPORT BEACH, CA

Team lift out

Other

66.7%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

ELEVATE CAPITAL GROUP, LLC

Apr 9, 2025

May 2, 2025

NEWPORT BEACH, CA

Team lift out

Other

100.0%