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D•••• E•••• D••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

D•••• E•••• D••••••••

Advisor at S•••••••• A•••••••• L••

Newport Beach, CA

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Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Apr 17, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• A•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Apr 12, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• A•••••••• L••	State registered	Sep 8, 2025	n/a	yes	Newport Beach, CA	Current employment
E•••••• W••••• A•••••••• L••	State registered	Mar 1, 2023	Dec 3, 2024	no	Newport Beach, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• W••••• A•••••••• L••	S•••••••• A•••••••• L••	Dec 3, 2024	Sep 8, 2025	279	Firm change	Other
M••••••••• V•••• C•••••• A•••••••• L••	E•••••• W••••• A•••••••• L••	Jan 13, 2022	Mar 1, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
323825:316684:CA:2024-12-03	Dec 3, 2024	Sep 8, 2025	NEWPORT BEACH, CA	Firm change

Relationships

Registered with (3)

→ S•••••••• A•••••••• L••Registered adviserregistration: current employment
Sep 8, 2025 to presentfactForm ADV
→ E•••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 1, 2023 to Dec 3, 2024factForm ADV
→ M••••••••• V•••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Apr 17, 2014 to Jan 13, 2022factForm ADV

Dated events

Occurred
Dec 3, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 13, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 17, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.