DFX Intelligence

H••••• D••••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

H••••• D••••• R•••••

Advisor at L•• F•••••••• L••

••• Locked

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Nov 19, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 11, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Feb 1, 2024	n/a	yes	WEST BLOOMFIELD TWP, MI\|NOVI, MI\|FARMINGTON, MI\|NORTHVILLE, MI\|NOVI, MI\|STERLING HEIGHTS, MI\|BIRMINGHAM, MI	Current employment
O•••• I••••••••• I•••	Bd affiliated wealth	Aug 21, 2017	Feb 1, 2024	no	BIRMINGHAM, MI\|Farmington Hills, MI\|NOVI, MI\|W. Bloomfield, MI\|Novi, MI\|Farmington, MI\|Northville, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• I••••••••• I•••	L•• F•••••••• L••	Feb 1, 2024	Feb 1, 2024	0	Firm change	Ibd to ibd
R•••• I••••••••• A••••••• L••	O•••• I••••••••• I•••	Aug 22, 2017	Aug 21, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
35371:6413:MI:2024-01-30	Feb 1, 2024	Feb 1, 2024	NORTHVILLE, MI	Firm change

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
Nov 19, 2010 to Feb 3, 2011factForm ADV
→ O•••• I••••••••• I•••Registered adviserregistration: previous registration
Aug 21, 2017 to Feb 1, 2024factForm ADV
→ R•••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Mar 2, 2015 to Aug 22, 2017factForm ADV
→ M••••••••• I••••••••• S•••••••• I•••

Dated events

Order

Occurred
1 Feb 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 19, 2010
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.