RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H••••• D••••• R•••••
- L•• F•••••••• L•• BD affiliated currentsince Feb 1, 2024 · West Bloomfield Twp, Mi
- O•••• I••••••••• I••• BD affiliatedAug 21, 2017 to Feb 1, 2024 · Birmingham, Mi
- R•••• I••••••••• A••••••• L•• BD affiliatedMar 2, 2015 to Aug 22, 2017 · Pontiac, Mi
- M••••••••• I••••••••• S•••••••• I••• formerFeb 11, 2013 to Mar 5, 2015 · Pontiac, Mi
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerFeb 10, 2011 to Apr 8, 2011 · Troy, Mi
- L•• F•••••••• L•• BD affiliatedNov 19, 2010 to Feb 3, 2011 · Troy, Mi
- O•••• I••••••••• I••• to L•• F•••••••• L••left Feb 1, 2024, registered Feb 1, 2024 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- R•••• I••••••••• A••••••• L•• to O•••• I••••••••• I•••left Aug 22, 2017, registered Aug 21, 2017 (-1 days) · Other
- M••••••••• I••••••••• S•••••••• I••• to R•••• I••••••••• A••••••• L••left Mar 5, 2015, registered Mar 2, 2015 (-3 days) · Other
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to M••••••••• I••••••••• S•••••••• I•••left Apr 8, 2011, registered Feb 11, 2013 (675 days) · Other
- L•• F•••••••• L•• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••left Feb 3, 2011, registered Feb 10, 2011 (7 days) · Other
- H••••• D••••• R••••• left O•••• I••••••••• I••• for L•• F•••••••• L•• (registered 2024-02-01)Feb 1, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address