DFX Intelligence
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Reading the graph
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Advisor at L••••• A••••••• L•••••• C••••••
OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L••••• A••••••• L•••••• C•••••• | State registered | Aug 23, 2019 | n/a | yes | OVERLAND PARK, KS | Current employment |
| L••••• A••••••• G••••• L•• | Former SEC adviser | Dec 15, 2016 | Dec 31, 2019 | no | OVERLAND PARK, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L••••• A••••••• G••••• L•• | L••••• A••••••• L•••••• C•••••• | Dec 31, 2019 | Aug 23, 2019 | -130 | Firm change after gap | RIA to state RIA |
| L••••• A••••••• G•••• | L••••• A••••••• G••••• L•• | Dec 31, 2016 | Dec 15, 2016 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 285596:300802:KS:2019-12-31 | Dec 31, 2019 | Aug 23, 2019 | OVERLAND PARK, KS | Firm change after gap |
| 141329:285596:KS:2016-12-31 | Dec 31, 2016 | Dec 15, 2016 | OVERLAND PARK, KS | Firm change |
| L••••• A••••••• G•••• | Former SEC adviser | Sep 20, 2016 | Dec 31, 2016 | no | OVERLAND PARK, KS | Previous registration |
| L•••• F•••••••• A•••••••• L•• | n/a | Nov 7, 2013 | Oct 5, 2016 | no | OVERLAND PARK, KS | Previous registration |
| -16 |
| Channel change |
| Other |
| L•••• F•••••••• A•••••••• L•• | L••••• A••••••• G•••• | Oct 5, 2016 | Sep 20, 2016 | -15 | Firm change | Other |