This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=3.0

Regulatory AUM

$283MItem 5.F on the latest filing (2026-04-14); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$283M

Private client RAUM

$278MderivedItem 5.D individuals plus high net worth individuals

Private client share

98%derivedprivate client RAUM over total RAUM

Advisors on IAPD

7

RAUM per advisor

$40.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

6

Advisory employees

3

Offices

0Schedule D 1.F, beyond the principal office

Accounts

706

Individual clients

242

High net worth clients

144

Custody, client assets

$38.8M

SEC number

801-129908

CRD

168271

Filings on the tape

5

First filed

Mar 15, 2024

Latest filed

Apr 14, 2026

Organised

Limited Liability Company, PA

• Occurred

  Mar 29, 2026
  Regulatory AUM changed

  Oaktree Advisors Llc reported RAUM $282.8M, up 58% from $179.3M (2025-03-28 to 2026-03-29)

  Form ADVobserved 4 days ago
  $104M
• Occurred

  Mar 15, 2024
  First Form ADV filing

  Oaktree Advisors Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:5a9d097a-7c7c-46ca-97be-73f6a844cb1a

First observed

Mar 15, 2024

Last observed

Apr 14, 2026 5 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.