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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

LOUIS JOSEPH HERSHMAN

Advisor at OAKTREE ADVISORS LLC

COOPERSBURG, PA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 16, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OAKTREE ADVISORS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 14, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: May 14, 1996
First registration: Apr 16, 1998
Dual registered: yes, broker-dealer
IAPD individual key: 2714530

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OAKTREE ADVISORS LLC	Independent wealth	Oct 22, 2013	n/a	yes	COOPERSBURG, PA	Current employment
PKS ADVISORY SERVICES, LLC	Independent wealth	Aug 19, 2009	Dec 31, 2013	no	BETHLEHEM, PA\|BETHELEM, PA\|ALBANY, NY	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jan 2, 2009	Aug 17, 2009	no	SAINT PETERSBURG, FL	Previous registration
RAYMOND JAMES FINANCIAL SERVICES, INC.	n/a	Jan 5, 2006	Jan 2, 2009	no	BETHLEHEM, PA\|BETHLEHEM, PA	Previous registration
INTEGRATED ASSET MANAGEMENT, INC.	n/a	Apr 16, 1998	Dec 31, 2005	no	BETHLEHEM, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PKS ADVISORY SERVICES, LLC	OAKTREE ADVISORS LLC	Dec 31, 2013	Oct 22, 2013	-70	Firm change after gap	Other
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	PKS ADVISORY SERVICES, LLC	Aug 17, 2009	Aug 19, 2009	2	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jan 2, 2009	Jan 2, 2009	0	Bulk transfer	Other
INTEGRATED ASSET MANAGEMENT, INC.	RAYMOND JAMES FINANCIAL SERVICES, INC.	Dec 31, 2005	Jan 5, 2006	5	Firm change	Other

Relationships

Registered with (5)

→ OAKTREE ADVISORS LLCRegistered adviserregistration: current employment
Oct 22, 2013 to presentfactForm ADV
→ PKS ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Aug 19, 2009 to Dec 31, 2013factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Jan 2, 2009 to Aug 17, 2009factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 5, 2006 to Jan 2, 2009factForm ADV
→ INTEGRATED ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Apr 16, 1998 to Dec 31, 2005factForm ADV

Dated events

No dated event names this entity yet.