DFX Intelligence

K•••• W••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 100m 1b

K•••• W••••• M••••••••• L••

CRD 282746

COCONUT CREEK, FL

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Search this name across graphsid dfx:ria:5a9f95d7-ac45-b8b2-66fc-8eb1c93450f8

Data as of May 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 7
On other graphs: 0
Observed: Jun 20, 2019 to May 22, 2026
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.2 fund_share=0.79 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $405M••• Locked
Discretionary RAUM: $401M
Private client RAUM: $82.7Mderived••• Locked
Private client share: 20%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $202Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
D•••• L••••••• K••••	n/a	Coral Springs, FL	10	38	3	no
J••••• C••••••••	n/a	Nesconset, NY	1	28

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P•••••••• F•••• L•	Hedge Fund	$168M	May 22, 2026	2	Jun 20, 2019	reported	021-273232
P•••••••• S•• I• L•	Hedge Fund	$25.6M	May 22, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
K••••• D••••• L•••••••	MEMBER/CHIEF COMPLIANCE OFFICER	E	yes	02/2016	Jun 20, 2019	Dec 9, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	2	-1	100.0%	0	0	0	2	2

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$405M	$341M	18.7%	$301M	10.4%	5	5	1	1

Relationships

Registered with (4)

← J••••• C••••••••Advisorregistration: current employment
Feb 23, 2025 to presentfactForm ADV
← D•••• L••••••• K••••Advisorregistration: current employment
Mar 23, 2016 to presentfactForm ADV
← D•••• C•••• S••••Advisorregistration: previous registration
Mar 29, 2023 to Apr 22, 2026factForm ADV
← M•••••• T••••••••

Dated events

Occurred
May 22, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$25.6M
Occurred
May 22, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$3.6M
Occurred
Apr 22, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 24, 2026

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5a9f95d7-ac45-b8b2-66fc-8eb1c93450f8
First observed: Jun 20, 2019
Last observed: May 22, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.