DFX Intelligence
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Reading the graph
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Advisor at K•••• W••••• M••••••••• L••
Coral Springs, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| K•••• W••••• M••••••••• L•• | Mixed wealth | Mar 23, 2016 | n/a | yes | Coral Springs, FL | Current employment |
| A•••• C•••••• C•••• | Bd affiliated wealth | Dec 4, 2012 | Aug 18, 2016 | no | HAUPPAUGE, NY|NEW YORK, NY|HAUPPAUGE, NY|BOCA RATON, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A•••• C•••••• C•••• | K•••• W••••• M••••••••• L•• | Aug 18, 2016 | Mar 23, 2016 | -148 | Firm change after gap | Other |
| W•• A•••••••• L• | A•••• C•••••• C•••• | Nov 30, 2012 | Dec 4, 2012 |
| W•• A•••••••• L• | Former SEC adviser | Mar 16, 2011 | Nov 30, 2012 | no | DALLAS, TX|SMITHTOWN, NY | Previous registration |
| F••• A••••••• | Former SEC adviser | Feb 3, 2010 | Mar 21, 2011 | no | BLOOMINGTON, IL|BLOOMINGTON, IL|SMITHTOWN, NY | Previous registration |
| 4 |
| Firm change |
| Other |
| F••• A••••••• | W•• A•••••••• L• | Mar 21, 2011 | Mar 16, 2011 | -5 | Firm change | Other |