DFX Intelligence

K••• C••••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

K••• C••••• W•••••

Advisor at E•••••• F•••••••• E••••••

PHOENIX, AZ

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Search this name across graphsid dfx:ria:5ab32a90-ccb0-005b-7a45-6a710730c777

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Feb 2, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• F•••••••• E••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• F•••••••• E••••••	Independent wealth	Mar 14, 2025	n/a	yes	PHOENIX, AZ	Current employment
A• W••••• M••••••••• L••	Bd affiliated wealth	Aug 7, 2024	Feb 26, 2025	no	Sun City, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A• W••••• M••••••••• L••	E•••••• F•••••••• E••••••	Feb 26, 2025	Mar 14, 2025	16	Firm change	RIA to RIA
E•••••• F•••••••• E••••••	A• W••••• M••••••••• L••	Jul 30, 2024	Aug 7, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
164663:283330:AZ:2019-06-06	Jun 7, 2019	Jun 6, 2019	PHOENIX, AZ	Firm change

Relationships

Registered with (4)

→ E•••••• F•••••••• E••••••Registered adviserregistration: previous registration
Jan 25, 2021 to Jul 30, 2024factForm ADV
→ A• W••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 7, 2024 to Feb 26, 2025factForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Jun 6, 2019 to Dec 19, 2020factForm ADV
→ F•••••••• A••••••• S•••••••• L••

Dated events

Occurred
Feb 26, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 30, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5ab32a90-ccb0-005b-7a45-6a710730c777
First observed: Feb 2, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.