DFX Intelligence

B••••••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor40 years in industry

B••••••• W••••••

Advisor at C•••••• O••••••• F•••••••• G••••

OAK BROOK, IL | ITASCA, IL

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Search this name across graphsid dfx:ria:5ab549ab-6b21-6773-3d90-7a9778c395e3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 3, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• O••••••• F•••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 5, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• O••••••• F•••••••• G••••	Independent wealth	May 1, 2026	n/a	yes	OAK BROOK, IL\|ITASCA, IL	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Oct 17, 2016	Apr 30, 2026	no	WALTHAM, MA\|Itasca, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	C•••••• O••••••• F•••••••• G••••	Apr 30, 2026	May 1, 2026	1	Firm change	Ibd to RIA
L•• F•••••••• L••	C••••••••• F•••••••• N••••••	Oct 31, 2016	Oct 17, 2016

Relationships

Registered with (4)

→ C•••••• O••••••• F•••••••• G••••Registered adviserregistration: current employment
May 1, 2026 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Oct 17, 2016 to Apr 30, 2026factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Sep 8, 2009 to Oct 31, 2016factForm ADV
→ M••••• S•••••• C•••••••••Registered adviser

Dated events

Occurred
Apr 30, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5ab549ab-6b21-6773-3d90-7a9778c395e3
First observed: Apr 3, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.