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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

CHICAGO OAKBROOK FINANCIAL GROUP

COFG ADVISORS, LLC, CRD 333344

OAK BROOK, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f6b6a9f2-0c68-4559-c75c-d71e6b8a234a

Data as of Feb 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 25
Dated events: 3
On other graphs: 0
Observed: Oct 7, 2024 to Feb 18, 2026
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.92 fund_share=0.0 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.2BItem 5.F on the latest filing (2026-02-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.1B
Private client RAUM: $1.1BderivedItem 5.D individuals plus high net worth individuals
Private client share: 92%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 10
RAUM per advisor: $121Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 19
Advisory employees: 9
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 4,345
Individual clients: 1,147
High net worth clients: 189
Custody, client assets: $115M
SEC number: 801-131428
CRD: 333344
Filings on the tape: 4
First filed: Oct 7, 2024
Latest filed: Feb 18, 2026
Organised: Limited Liability Company, IL

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DAVID NATHAN NAVARRO	Certified Financial Planner\|Chartered Financial Consultant	OAK BROOK, IL	1	34	2	no
JOHN ANTHONY FERRANTE	Chartered Financial Consultant	OAK BROOK, IL	1	31	2	no
FRANK EDWARD KAUTZKY	Chartered Financial Consultant	OAK BROOK, IL	1	27	2	no
JAE WON HA	Chartered Financial Consultant	OAK BROOK, IL	1	25	2	no
BRENDON JON PIERCE	n/a	OAK BROOK, IL	1	19	3	no
CARLO JAMES AIRDO	Certified Financial Planner	OAK BROOK, IL	1	12	1	no
Hanna An	Certified Financial Planner	OAK BROOK, IL	0	10	n/a	no
John Suchy	n/a	OAK BROOK, IL	0	10	n/a	no
BENJAMIN WOZNIAK	n/a	OAK BROOK, IL \| ITASCA, IL	0	40	3	no
Angeline Catherine Wozniak	n/a	OAK BROOK, IL	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COFG BROKERAGE, INC.	Owner	D	yes	08/2024	Oct 7, 2024	Oct 7, 2024
KAUTZKY, FRANK, EDWARD	CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER	A	yes	08/2024	Oct 7, 2024	Oct 7, 2024
KAUTZKY, FRANK, EDWARD	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER	E	yes	08/2024	Oct 7, 2024	Oct 7, 2024
NAVARRO, DAVID, NATHAN	President	D	yes	08/2024	Oct 7, 2024	Oct 7, 2024
NAVARRO, DAVID, NATHAN	President	E	yes	08/2024	Oct 7, 2024	Oct 7, 2024
BSWM, INC.	Owner	A	no	08/2024	Oct 7, 2024	Oct 7, 2024
FERRANTE, JOHN, ANTHONY	FINANCIAL ADVISOR	E	no	08/2024	Oct 7, 2024	Oct 7, 2024
FOX HILL VENTURES, LLC	Owner	A	no	08/2024	Oct 7, 2024	Oct 7, 2024
HA, JAE, WON	FINANCIAL ADVISOR	E	no	08/2024	Oct 7, 2024	Oct 7, 2024
JAE HA WEALTH MANAGEMENT, INC.	Owner	B	no	08/2024	Oct 7, 2024	Oct 7, 2024
JAF WEALTH MANAGEMENT, INC.	Owner	B	no	08/2024	Oct 7, 2024	Oct 7, 2024
KPW HOLDINGS, INC.	Owner	A	no	08/2024	Oct 7, 2024	Oct 7, 2024
PIERCE, BRENDON, JON	FINANCIAL ADVISOR	E	no	08/2024	Oct 7, 2024	Oct 7, 2024
SHERPAN, BRETT, ERROL	FINANCIAL ADVISOR	E	no	08/2024	Oct 7, 2024	Oct 7, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Plainfield	IL	United States	9	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 18, 2026	$1.2B	$1.1B	19	9	1	n/a	n/a
2024	Mar 4, 2025	$907M	$907M	18	8	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	7	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.2B	$907M	33.3%	n/a	n/a	19	18	1	1

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
COMMONWEALTH FINANCIAL NETWORK	6	Dec 31, 2024	Dec 10, 2024	OAKBROOK, IL	Team lift out	Ibd to new firm	0.2%

Relationships

Registered with (10)

← Angeline Catherine WozniakAdvisorregistration: current employment
May 5, 2026 to presentfactForm ADV
← BENJAMIN WOZNIAKAdvisorregistration: current employment
May 1, 2026 to presentfactForm ADV
← John SuchyAdvisorregistration: current employment
Feb 12, 2026 to presentfactForm ADV
← Hanna AnAdvisorregistration: current employment
Sep 25, 2025 to presentfactForm ADV
← DAVID NATHAN NAVARROAdvisorregistration: current employment
Dec 10, 2024 to presentfactForm ADV
← JOHN ANTHONY FERRANTEAdvisorregistration: current employment
Dec 10, 2024 to presentfactForm ADV
← FRANK EDWARD KAUTZKYAdvisorregistration: current employment
Dec 10, 2024 to presentfactForm ADV
← JAE WON HAAdvisorregistration: current employment
Dec 10, 2024 to presentfactForm ADV
← BRENDON JON PIERCEAdvisorregistration: current employment
Dec 10, 2024 to presentfactForm ADV
← CARLO JAMES AIRDOAdvisorregistration: current employment
Dec 10, 2024 to presentfactForm ADV

Moved with (1)

← COMMONWEALTH FINANCIAL NETWORKRegistered adviser6 advisors, team lift out, same day
Dec 31, 2024 to Dec 10, 2024factForm ADV

Controls (3)

← NAVARRO, DAVID, NATHANOwnerPRESIDENT, ownership code E, individual
Oct 7, 2024 to Oct 7, 2024factForm ADV
← KAUTZKY, FRANK, EDWARDOwnerCHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, ownership code E, individual
Oct 7, 2024 to Oct 7, 2024factForm ADV
← COFG BROKERAGE, INC.OwnerOWNER, ownership code D, domestic entity
Oct 7, 2024 to Oct 7, 2024factForm ADV

Owns (9)

← FERRANTE, JOHN, ANTHONYOwnerFINANCIAL ADVISOR, ownership code E, individual
Oct 7, 2024 to Oct 7, 2024factForm ADV
← HA, JAE, WONOwnerFINANCIAL ADVISOR, ownership code E, individual
Oct 7, 2024 to Oct 7, 2024factForm ADV
← SHERPAN, BRETT, ERROLOwnerFINANCIAL ADVISOR, ownership code E, individual
Oct 7, 2024 to Oct 7, 2024factForm ADV
← PIERCE, BRENDON, JONOwnerFINANCIAL ADVISOR, ownership code E, individual
Oct 7, 2024 to Oct 7, 2024factForm ADV
← BSWM, INC.OwnerOWNER, ownership code A, domestic entity
Oct 7, 2024 to Oct 7, 2024factForm ADV
← FOX HILL VENTURES, LLCOwnerOWNER, ownership code A, domestic entity
Oct 7, 2024 to Oct 7, 2024factForm ADV
← JAE HA WEALTH MANAGEMENT, INC.OwnerOWNER, ownership code B, domestic entity
Oct 7, 2024 to Oct 7, 2024factForm ADV
← JAF WEALTH MANAGEMENT, INC.OwnerOWNER, ownership code B, domestic entity
Oct 7, 2024 to Oct 7, 2024factForm ADV
← KPW HOLDINGS, INC.OwnerOWNER, ownership code A, domestic entity
Oct 7, 2024 to Oct 7, 2024factForm ADV

Dated events

Occurred
Feb 18, 2026
Regulatory AUM changed
Chicago Oakbrook Financial Group reported RAUM $1.2B, up 33% from $907.3M (2025-10-01 to 2026-02-18)
Form ADVobserved 4 days ago
$302M
Occurred
Dec 31, 2024
Team lift-out
6 advisors left Commonwealth Financial Network (Oakbrook, IL) for Chicago Oakbrook Financial Group on the same day
Form ADVobserved 4 days ago
6 advisors
Occurred
Oct 7, 2024
First Form ADV filing
Chicago Oakbrook Financial Group filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f6b6a9f2-0c68-4559-c75c-d71e6b8a234a
First observed: Oct 7, 2024
Last observed: Feb 18, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CHICAGO OAKBROOK FINANCIAL GROUP

COFG ADVISORS, LLC, CRD 333344

OAK BROOK, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f6b6a9f2-0c68-4559-c75c-d71e6b8a234a

Data as of Feb 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:28 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DAVID NATHAN NAVARRO

Certified Financial Planner|Chartered Financial Consultant

OAK BROOK, IL

JOHN ANTHONY FERRANTE

Chartered Financial Consultant

OAK BROOK, IL

FRANK EDWARD KAUTZKY

Chartered Financial Consultant

OAK BROOK, IL

JAE WON HA

Chartered Financial Consultant

OAK BROOK, IL

BRENDON JON PIERCE

n/a

OAK BROOK, IL

CARLO JAMES AIRDO

Certified Financial Planner

OAK BROOK, IL

Hanna An

Certified Financial Planner

OAK BROOK, IL

n/a

John Suchy

n/a

OAK BROOK, IL

n/a

BENJAMIN WOZNIAK

n/a

OAK BROOK, IL | ITASCA, IL

Angeline Catherine Wozniak

n/a

OAK BROOK, IL

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COFG BROKERAGE, INC.

Owner

yes

08/2024

Oct 7, 2024

KAUTZKY, FRANK, EDWARD

CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER

yes

08/2024

Oct 7, 2024

KAUTZKY, FRANK, EDWARD

CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER

yes

08/2024

Oct 7, 2024

NAVARRO, DAVID, NATHAN

President

yes

08/2024

Oct 7, 2024

NAVARRO, DAVID, NATHAN

President

yes

08/2024

Oct 7, 2024

BSWM, INC.

Owner

08/2024

Oct 7, 2024

FERRANTE, JOHN, ANTHONY

FINANCIAL ADVISOR

08/2024

Oct 7, 2024

FOX HILL VENTURES, LLC

Owner

08/2024

Oct 7, 2024

HA, JAE, WON

FINANCIAL ADVISOR

08/2024

Oct 7, 2024

JAE HA WEALTH MANAGEMENT, INC.

Owner

08/2024

Oct 7, 2024

JAF WEALTH MANAGEMENT, INC.

Owner

08/2024

Oct 7, 2024

KPW HOLDINGS, INC.

Owner

08/2024

Oct 7, 2024

PIERCE, BRENDON, JON

FINANCIAL ADVISOR

08/2024

Oct 7, 2024

SHERPAN, BRETT, ERROL

FINANCIAL ADVISOR

08/2024

Oct 7, 2024

City

State

Country

Employees

Also broker-dealer

Plainfield

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 18, 2026

$1.2B

$1.1B

n/a

2024

Mar 4, 2025

$907M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.2B

$907M

33.3%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

COMMONWEALTH FINANCIAL NETWORK

Dec 31, 2024

Dec 10, 2024

OAKBROOK, IL

Team lift out

Ibd to new firm

0.2%