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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)40 years in industry

ANTHONY George MUTTILLO

Advisor at OSAIC WEALTH, INC.

WAKE FOREST, NC

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 16, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63
First exam: Aug 4, 1994
First registration: Oct 16, 2003
Dual registered: yes, broker-dealer
Other names: ANTHONY G MUTTILLO
IAPD individual key: 2442112

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Dec 15, 2025	n/a	yes	WAKE FOREST, NC	Current employment
AGM FINANCIAL SERVICES, INC.	n/a	Feb 2, 2016	Dec 31, 2016	no	Ridgewood, NJ\|RIDGWOOD, NJ	Previous registration
NEW CENTURY FINANCIAL GROUP, LLC	Former SEC adviser	Nov 16, 2015	Dec 31, 2025	no	Ridgewood, NJ\|PRINCETON, NJ\|WAKE FORREST, NC	Previous registration
AGM FINANCIAL SERVICES, INC.	n/a	Oct 16, 2003	Dec 31, 2015	no	FAIR LAWN, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NEW CENTURY FINANCIAL GROUP, LLC	AGM FINANCIAL SERVICES, INC.	Dec 31, 2025	Feb 2, 2016	-3,620	Firm change after gap	Other
AGM FINANCIAL SERVICES, INC.	OSAIC WEALTH, INC.	Dec 31, 2016	Dec 15, 2025	3,271	Firm change after gap	Other
AGM FINANCIAL SERVICES, INC.	NEW CENTURY FINANCIAL GROUP, LLC	Dec 31, 2015	Nov 16, 2015	-45	Firm change after gap	Other

Relationships

Registered with (3)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Dec 15, 2025 to presentfactForm ADV
→ NEW CENTURY FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
Nov 16, 2015 to Dec 31, 2025factForm ADV
→ AGM FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Feb 2, 2016 to Dec 31, 2016factForm ADV

Dated events

Occurred
Dec 31, 2025
Advisor changed firm
Anthony George Muttillo left New Century Financial Group, Llc for Agm Financial Services, Inc. (registered 2016-02-02)
Form ADVobserved 6 days ago