RIA Intelligence

• O•••• W•••••• I••• BD affiliated current
  since Dec 15, 2025 · Wake Forest, Nc
• A•• F•••••••• S•••••••• I••• unclassified
  Feb 2, 2016 to Dec 31, 2016 · Ridgewood, Nj
• N•• C•••••• F•••••••• G••••• L•• former
  Nov 16, 2015 to Dec 31, 2025 · Ridgewood, Nj
• A•• F•••••••• S•••••••• I••• unclassified
  Oct 16, 2003 to Dec 31, 2015 · Fair Lawn, Nj

• N•• C•••••• F•••••••• G••••• L•• to A•• F•••••••• S•••••••• I•••
  left Dec 31, 2025, registered Feb 2, 2016 (-3620 days) · Other
• A•• F•••••••• S•••••••• I••• to O•••• W•••••• I•••
  left Dec 31, 2016, registered Dec 15, 2025 (3271 days) · Other
• A•• F•••••••• S•••••••• I••• to N•• C•••••• F•••••••• G••••• L••
  left Dec 31, 2015, registered Nov 16, 2015 (-45 days) · Other

• A•••••• G••••• M••••••• left N•• C•••••• F•••••••• G••••• L•• for A•• F•••••••• S•••••••• I••• (registered 2016-02-02)
  Dec 31, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

40derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address