DFX Intelligence

K•••• J••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

K•••• J••••• C••••••

Advisor at F•••••••• C•••••• M••••••••• L••

CHEYENNE, WY | Marlborough , CT

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Search this name across graphsid dfx:ria:5ab98896-64b5-fdad-1f02-6f107434d553

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Aug 28, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••••• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 24, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••••• C•••••• M••••••••• L••	Independent wealth	Jun 12, 2026	n/a	yes	Marlborough , CT\|CHEYENNE, WY	Current employment
B•••• I••••••••• A•••••••	State registered	Sep 14, 2021	Mar 30, 2022	no	GLASTONBURY, CT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••• I••••••••• A•••••••	F•••••••• C•••••• M••••••••• L••	Mar 30, 2022	Jun 12, 2026	1,535	Firm change after gap	Other
L•• F•••••••• L••	B•••• I••••••••• A•••••••	Aug 20, 2021	Sep 14, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:6413:CT:2019-02-20	Feb 20, 2019	Feb 15, 2019	GLASTONBURY, CT	Firm change

Relationships

Registered with (8)

→ F•••••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Jun 12, 2026 to presentfactForm ADV
→ B•••• I••••••••• A•••••••Registered adviserregistration: previous registration
Sep 14, 2021 to Mar 30, 2022factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Feb 15, 2019 to Aug 20, 2021factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Mar 30, 2022
Advisor changed firm
K•••• J••••• C•••••• left B•••• I••••••••• A••••••• for F•••••••• C•••••• M••••••••• L•• (registered 2026-06-12)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5ab98896-64b5-fdad-1f02-6f107434d553
First observed: Aug 28, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.