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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

KEYSTONE GLOBAL PARTNERS LLC

CRD 153147

DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5ab9fba8-3067-51de-78fd-2fe1575f2eec

Data as of Apr 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 1
Observed: Apr 2, 2015 to Apr 2, 2026
33 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Keystone Global Partners LLC

Intermediary · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.92 fund_share=0.0 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $581MItem 5.F on the latest filing (2026-04-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $436M
Private client RAUM: $534MderivedItem 5.D individuals plus high net worth individuals
Private client share: 92%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $290Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 2
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 222
Individual clients: 5
High net worth clients: 40
Custody, client assets: $274M
SEC number: 801-89170
CRD: 153147
Filings on the tape: 33
First filed: Apr 2, 2015
Latest filed: Apr 2, 2026
Organised: Limited Liability Company, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JAMES PEYTON CARR	n/a	DENVER, CO	7	21	2	no
CALVIN LO	Certified Financial Planner\|Chartered Financial Analyst	Monrovia, CA \| DENVER, CO	7	19	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CARR, JAMES, PEYTON	MANAGING DIRECTOR	D	yes	08/2010	Apr 2, 2015	Oct 1, 2024
LO, CALVIN	MANAGING DIRECTOR, CCO	D	yes	07/2010	Apr 2, 2015	Oct 1, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Denver	Co	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 11 of 13

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 2, 2026	$581M	$436M	4	2	1	n/a	n/a
2024	Apr 21, 2025	$446M	$343M	4	2	1	n/a	n/a
2023	Mar 28, 2024	$196M	$134M	4	2	1	n/a	n/a
2022	May 2, 2023	$157M	$147M	4	2	1	n/a	n/a
2021	Mar 10, 2022	$143M	$136M	4	2	0	n/a	n/a
2020	Jan 28, 2021	$102M	$97.5M	3	2	0	n/a	n/a
2019	Mar 10, 2020	$87.7M	$85.1M	3	2	0	n/a	n/a
2018	Mar 19, 2019	$78.6M	$76.2M	3	2	0	n/a	n/a
2017	Mar 28, 2018	$106M	$68.3M	2	2	0	n/a	n/a
2016	Mar 17, 2017	$60.3M	$59.8M	2	2	n/a	n/a	n/a
2015	Mar 31, 2016	$32.0M	$30.6M	2	2	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$581M	$446M	30.3%	$157M	54.7%	4	4	1	1

Relationships

Registered with (2)

← JAMES PEYTON CARRAdvisorregistration: current employment
Mar 19, 2019 to presentfactForm ADV
← CALVIN LOAdvisorregistration: current employment
Mar 19, 2019 to presentfactForm ADV

Controls (2)

← CARR, JAMES, PEYTONOwnerMANAGING DIRECTOR, ownership code D, individual
Apr 2, 2015 to Oct 1, 2024factForm ADV
← LO, CALVINOwnerMANAGING DIRECTOR, CCO, ownership code D, individual
Apr 2, 2015 to Oct 1, 2024factForm ADV

Dated events

Occurred
Feb 27, 2025
Regulatory AUM changed
Keystone Global Partners Llc reported RAUM $424.5M, up 100% from $212.7M (2024-10-01 to 2025-02-27)
Form ADVobserved 4 days ago
$212M
Occurred
Apr 2, 2015
First Form ADV filing
Keystone Global Partners Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5ab9fba8-3067-51de-78fd-2fe1575f2eec
First observed: Apr 2, 2015
Last observed: Apr 2, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

KEYSTONE GLOBAL PARTNERS LLC

CRD 153147

DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5ab9fba8-3067-51de-78fd-2fe1575f2eec

Data as of Apr 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:12 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JAMES PEYTON CARR

n/a

DENVER, CO

CALVIN LO

Certified Financial Planner|Chartered Financial Analyst

Monrovia, CA | DENVER, CO

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CARR, JAMES, PEYTON

MANAGING DIRECTOR

yes

08/2010

Apr 2, 2015

Oct 1, 2024

LO, CALVIN

MANAGING DIRECTOR, CCO

yes

07/2010

Apr 2, 2015

Oct 1, 2024

City

State

Country

Employees

Also broker-dealer

Denver

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 2, 2026

$581M

$436M

n/a

2024

Apr 21, 2025

$446M

$343M

n/a

2023

Mar 28, 2024

$196M

$134M

n/a

2022

May 2, 2023

$157M

$147M

n/a

2021

Mar 10, 2022

$143M

$136M

n/a

2020

Jan 28, 2021

$102M

$97.5M

n/a

2019

Mar 10, 2020

$87.7M

$85.1M

n/a

2018

Mar 19, 2019

$78.6M

$76.2M

n/a

2017

Mar 28, 2018

$106M

$68.3M

n/a

2016

Mar 17, 2017

$60.3M

$59.8M

n/a

2015

Mar 31, 2016

$32.0M

$30.6M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$581M

$446M

30.3%

$157M

54.7%