DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K••••••• G••••• P••••••• L••
Latest filing Apr 2, 2026
First filing on the tape Apr 2, 2015 · 33 filings
SEC status approved since Apr 15, 2015
RAUM
$581M
reported, Item 5.F
Discretionary
75%
of RAUM
Private clients
92%
$534M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$290M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$581M as of Apr 2, 2026
Mar 31, 2016$32.0M then
HNW client RAUM$533M as of Apr 2, 2026
Mar 28, 2018$102M then
State-registered IARs (5.B.3)2 as of Apr 2, 2026
Mar 31, 20162 then
Employees (5.A)4 as of Apr 2, 2026
Mar 31, 20162 then
Private funds: no history
RAUM +30% over the last fiscal year+55% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Apr 2, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $290MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 23derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $13.3MderivedHNW RAUM over HNW clients
- Average account
- $2.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 75%derivedof RAUM
- Institutional
- 8.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +30%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +36%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
- Custody
- $274M, 37 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$533M92%
- Insurance companies$27.3M4.7%
- Charitable organizations$19.2M3.3%
- Individuals$1.3M0.2%
- Individual clients
- 5reported
- HNW clients
- 40reported
- Pension plan clients
- 0reported
- Charitable clients
- 2reported
- Accounts
- 222reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $274M for 37 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.92 fund_share=0.0 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• P••••• C••• | Denver, Co | Mar 19, 2019 | 21 y | 2 |
| C••••• L•Certified Financial Planner, Chartered Financial Analyst | Monrovia, Ca | Mar 19, 2019 | 19 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J•••• P••••• C••• from R•••• O•• C•••••• M••••••••• L••Mar 19, 2019 · Other
- C••••• L• from R•••• O•• C•••••• M••••••••• L••Mar 19, 2019 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••• J••••• P••••• · Managing Directorcontrolsince 08/2010 · owns 50% to 75%
- L•• C••••• · Managing Director, Ccocontrolsince 07/2010 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Denver, Co · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Denver, CO1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- unusually large average HNW clientStatic outlier · filing Apr 2, 2026HNW RAUM per HNW client of $13,319,121 against a peer median of $3,134,900 (1404 comparable advisers, 98.0th percentile, 6.7 robust deviations)peers: independent wealth managers, $500M to $1B (1,404) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 236 to 222Jan 15, 2026 to Apr 2, 2026
- HNW clients · 39 to 40Jan 15, 2026 to Apr 2, 2026
- Discretionary RAUM · $370M to $436MJan 15, 2026 to Apr 2, 2026
- HNW RAUM · $462M to $533MJan 15, 2026 to Apr 2, 2026
- Individual RAUM · $2.5M to $1.3MJan 15, 2026 to Apr 2, 2026
- Non-discretionary RAUM · $142M to $144MJan 15, 2026 to Apr 2, 2026
- RAUM · $513M to $581MJan 15, 2026 to Apr 2, 2026
- Accounts · 214 to 236Oct 8, 2025 to Jan 15, 2026
- HNW clients · 28 to 39Oct 8, 2025 to Jan 15, 2026
- Assets in custody · unset to 273518076.0Oct 8, 2025 to Jan 15, 2026
- Custody of client assets · false to trueOct 8, 2025 to Jan 15, 2026
- Financial planning clients · 26-50 to 1-10Oct 8, 2025 to Jan 15, 2026
- Discretionary RAUM · $362M to $370MOct 8, 2025 to Jan 15, 2026
- HNW RAUM · $457M to $462MOct 8, 2025 to Jan 15, 2026
- Individual RAUM · $2.4M to $2.5MOct 8, 2025 to Jan 15, 2026
- Non-discretionary RAUM · $142M to $142MOct 8, 2025 to Jan 15, 2026
- RAUM · $505M to $513MOct 8, 2025 to Jan 15, 2026
- Accounts · 213 to 214Apr 21, 2025 to Oct 8, 2025
- Discretionary RAUM · $343M to $362MApr 21, 2025 to Oct 8, 2025
- HNW RAUM · $407M to $457MApr 21, 2025 to Oct 8, 2025
- Individual RAUM · $1.7M to $2.4MApr 21, 2025 to Oct 8, 2025
- Non-discretionary RAUM · $103M to $142MApr 21, 2025 to Oct 8, 2025
- RAUM · $446M to $505MApr 21, 2025 to Oct 8, 2025
- Accounts · 200 to 213Feb 27, 2025 to Apr 21, 2025
- Financial planning clients · 26-50 to 26-50Feb 27, 2025 to Apr 21, 2025
- Other offices · 0 to 1Feb 27, 2025 to Apr 21, 2025
- Discretionary RAUM · $350M to $343MFeb 27, 2025 to Apr 21, 2025
- HNW RAUM · $389M to $407MFeb 27, 2025 to Apr 21, 2025
- Individual RAUM · $1.6M to $1.7MFeb 27, 2025 to Apr 21, 2025
- Non-discretionary RAUM · $74.4M to $103MFeb 27, 2025 to Apr 21, 2025
- RAUM · $424M to $446MFeb 27, 2025 to Apr 21, 2025
- Accounts · 192 to 200Oct 1, 2024 to Feb 27, 2025
- Other offices · 1 to 0Oct 1, 2024 to Feb 27, 2025
- Discretionary RAUM · $140M to $350MOct 1, 2024 to Feb 27, 2025
- HNW RAUM · $180M to $389MOct 1, 2024 to Feb 27, 2025
- Individual RAUM · $1.5M to $1.6MOct 1, 2024 to Feb 27, 2025
- Non-discretionary RAUM · $72.2M to $74.4MOct 1, 2024 to Feb 27, 2025
- RAUM · $213M to $424MOct 1, 2024 to Feb 27, 2025
- HQ city · NEW YORK to DENVERJul 5, 2024 to Sep 11, 2024
- HQ state · NY to COJul 5, 2024 to Sep 11, 2024
Signals
2 dated events
- K••••••• G••••• P••••••• L•• reported RAUM $424.5M, up 100% from $212.7M (2024-10-01 to 2025-02-27)Feb 27, 2025 · RAUM change · derived
- K••••••• G••••• P••••••• L•• filed its initial SEC registration (Form ADV)Apr 2, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- K••••••• G••••• P••••••• L•• · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Website
- keystonegp.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 646-998-8141reportedpublic record, Form ADV, Apr 2, 2026
- Contact form
- keystonegp.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
- Team page
- keystonegp.com/about/our-teamreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $290Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026