DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
Cranston, RI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | May 7, 2025 | n/a | yes | Cranston, RI | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 20, 2017 | May 6, 2025 | no | NORTH KINGSTON, RI|MIDDLETOWN, RI|PROVIDENCE, RI|EAST GREENWICH, RI|BARRINGTON, RI|WESTERLY, RI|PAWTUCKET, RI|EAST GREENWICH, RI|PAWTUCKET, RI|RIVERSIDE, RI|CRANSTON, RI|NORTH KINGSTON, RI|WARWICK, RI|PROVIDENCE, RI|STOUGHTON, MA|BROCKTON, MA|BROCKTON, MA|ATTLEBORO, MA|MIDDLETOWN, RI|CRANSTON, RI | Previous registration |
| STADION MONEY MANAGEMENT, LLC | Independent wealth | Nov 7, 2013 | Oct 6, 2016 | no | WATKINSVILLE, GA | Previous registration |
| METLIFE INVESTMENT FUND SERVICES LLC | n/a | Dec 4, 2003 | Jan 13, 2004 | no | NEEDHAM, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | AMERIPRISE FINANCIAL SERVICES, LLC | May 6, 2025 | May 7, 2025 | 1 | Firm change | Ibd to ibd |
| STADION MONEY MANAGEMENT, LLC | LPL FINANCIAL LLC | Oct 6, 2016 | Sep 20, 2017 | 349 | Firm change | Other |
| METLIFE INVESTMENT FUND SERVICES LLC | STADION MONEY MANAGEMENT, LLC | Jan 13, 2004 | Nov 7, 2013 | 3,586 | Firm change after gap | Other |