DFX Intelligence

R•••• G••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant13 years in industry

R•••• G••• S••••••

Advisor at P•• F•••••••• G••••

SAN ANTONIO, TX

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Search this name across graphsid dfx:ria:5abc5dd8-68e4-0e14-81ee-6713cf77e053

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 23, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•• F•••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 2, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•• F•••••••• G••••	Independent wealth	Oct 21, 2020	n/a	yes	SAN ANTONIO, TX	Current employment
W•••••• • R•••	Former SEC adviser	Oct 22, 2014	Jan 3, 2020	no	SAN ANTONIO, TX\|EDMOND, OK	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• • R•••	P•• F•••••••• G••••	Jan 3, 2020	Oct 21, 2020	292	Firm change	Ibd to RIA
C•••••• C••••• G••••• I•••	W•••••• • R•••	Oct 3, 2014	Oct 22, 2014

Relationships

Registered with (3)

→ P•• F•••••••• G••••Registered adviserregistration: current employment
Oct 21, 2020 to presentfactForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Oct 22, 2014 to Jan 3, 2020factForm ADV
→ C•••••• C••••• G••••• I•••Registered adviserregistration: previous registration
Jul 23, 2014 to Oct 3, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5abc5dd8-68e4-0e14-81ee-6713cf77e053
First observed: Jul 23, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.