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RIA / WealthAdvisorCertified Financial Planner28 years in industry

ROBERT ALLAN O'TOOLE

Advisor at PERSONAL WEALTH PLANNING, LLC

HOLLYWOOD, FL

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Search this name across graphsid dfx:ria:5ac81f08-9568-41a8-2f45-e6df799c89aa

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 18, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PERSONAL WEALTH PLANNING, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Sep 13, 2001
First registration: Dec 18, 1997
Dual registered: no
Other names: ROBERT ALLAN OTOOLE
IAPD individual key: 2965745

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PERSONAL WEALTH PLANNING, LLC	State registered	Dec 10, 2018	n/a	yes	HOLLYWOOD, FL	Current employment
AZZENDO WEALTH ADVISORS	Independent wealth	Apr 24, 2013	Mar 22, 2019	no	HOLLYWOOD, FL\|HOLLYWOOD, FL\|Hollywood, FL	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 5, 2005	Jun 28, 2013	no	HOLLYWOOD, FL\|HOLLYWOOD, FL\|HOLLYWOOD, FL	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Dec 18, 1997	Dec 1, 2005	no	HOLLYWOOD, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AZZENDO WEALTH ADVISORS	PERSONAL WEALTH PLANNING, LLC	Mar 22, 2019	Dec 10, 2018	-102	Firm change after gap	RIA to state RIA
LPL FINANCIAL LLC	AZZENDO WEALTH ADVISORS	Jun 28, 2013	Apr 24, 2013	-65	Firm change after gap	Other
AMERIPRISE FINANCIAL SERVICES, LLC	LPL FINANCIAL LLC	Dec 1, 2005	Dec 5, 2005	4	Firm change	Other

Relationships

Registered with (4)

→ PERSONAL WEALTH PLANNING, LLCRegistered adviserregistration: current employment
Dec 10, 2018 to presentfactForm ADV
→ AZZENDO WEALTH ADVISORSRegistered adviserregistration: previous registration
Apr 24, 2013 to Mar 22, 2019factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Dec 5, 2005 to Jun 28, 2013factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Dec 18, 1997 to Dec 1, 2005factForm ADV

Dated events

No dated event names this entity yet.