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RIA / WealthAdvisor22 years in industry

CHARLES FREDRICK DINISE

Advisor at ADVISORY ALPHA, LLC

ONTARIO, CA | HOLLAND, MI

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Search this name across graphsid dfx:ria:5ace3080-e9bd-e5ae-122d-9b4be69f3315

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 13, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ADVISORY ALPHA, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 29, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jul 29, 2004
First registration: Apr 13, 2007
Dual registered: no
IAPD individual key: 4770465

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ADVISORY ALPHA, LLC	Independent wealth	Oct 1, 2018	n/a	yes	ONTARIO, CA\|HOLLAND, MI	Current employment
FORESTERS EQUITY SERVICES, INC.	Former SEC adviser	Mar 2, 2015	Sep 28, 2018	no	FONTANA, CA\|CERRITOS, CA\|ONTARIO, CA\|VALENCIA, CA	Previous registration
SCF INVESTMENT ADVISORS, INC.	Former SEC adviser	May 2, 2011	Feb 25, 2015	no	FRESNO, CA	Previous registration
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Apr 13, 2007	May 12, 2009	no	FONTANA, CA\|CLAREMONT, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FORESTERS EQUITY SERVICES, INC.	ADVISORY ALPHA, LLC	Sep 28, 2018	Oct 1, 2018	3	Firm change	Other
SCF INVESTMENT ADVISORS, INC.	FORESTERS EQUITY SERVICES, INC.	Feb 25, 2015	Mar 2, 2015	5	Firm change	Other
PARK AVENUE SECURITIES LLC	SCF INVESTMENT ADVISORS, INC.	May 12, 2009	May 2, 2011	720	Firm change after gap	Other

Relationships

Registered with (4)

→ ADVISORY ALPHA, LLCRegistered adviserregistration: current employment
Oct 1, 2018 to presentfactForm ADV
→ FORESTERS EQUITY SERVICES, INC.Registered adviserregistration: previous registration
Mar 2, 2015 to Sep 28, 2018factForm ADV
→ SCF INVESTMENT ADVISORS, INC.Registered adviserregistration: previous registration
May 2, 2011 to Feb 25, 2015factForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
Apr 13, 2007 to May 12, 2009factForm ADV

Dated events

No dated event names this entity yet.