DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Charles Fredrick Dinise
Feed of 09/15/2026
At current firm
7 y
since Oct 1, 2018
In the industry
22 y
since Jul 29, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Advisory Alpha, LLC independent RIA currentsince Oct 1, 2018 · Ontario, Ca
- Foresters Equity Services, Inc. formerMar 2, 2015 to Sep 28, 2018 · Fontana, Ca
- Scf Investment Advisors, Inc. formerMay 2, 2011 to Feb 25, 2015 · Fresno, Ca
- Park Avenue Securities LLC BD affiliatedApr 13, 2007 to May 12, 2009 · Fontana, Ca
Moves
a registration end followed by a registration begin elsewhere
- Foresters Equity Services, Inc. to Advisory Alpha, LLCleft Sep 28, 2018, registered Oct 1, 2018 (3 days) · Other
- Scf Investment Advisors, Inc. to Foresters Equity Services, Inc.left Feb 25, 2015, registered Mar 2, 2015 (5 days) · Other
- Park Avenue Securities LLC to Scf Investment Advisors, Inc.left May 12, 2009, registered May 2, 2011 (720 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address