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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

RIDGE CREEK GLOBAL, INC.

CRD 106992

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5ace7944-ab7f-eac6-0580-562425460a03

Data as of Mar 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 19, 2012 to Mar 6, 2026
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.87 fund_share=0.0 institutional_share=0.13 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $255MItem 5.F on the latest filing (2026-03-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $226M
Private client RAUM: $222MderivedItem 5.D individuals plus high net worth individuals
Private client share: 87%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $127Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 51
Individual clients: 18
High net worth clients: 31
SEC number: 801-37622
CRD: 106992
Filings on the tape: 16
First filed: Mar 19, 2012
Latest filed: Mar 6, 2026
Organised: Corporation, OH
Website: ridgecreekglobal.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
KATHLEEN K. CHAPMAN	Chartered Financial Analyst	STRONGSVILLE, OH	23	37	n/a	no
WILLIAM N. CHAPMAN	Chartered Financial Analyst	STRONGSVILLE, OH	22	n/a	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Chapman, Alexander, Stuart	President	B	yes	12/2021	Mar 1, 2022	Mar 22, 2024
CHAPMAN, KATHLEEN, K.	CHIEF EXECUTIVE OFFICER	E	yes	01/1989	Mar 19, 2012	Mar 22, 2024
CHAPMAN, WILLIAM, N.	Treasurer	Na	yes	12/2003	Mar 19, 2012	Mar 22, 2024
Masters, Emily, Jayne	CHIEF COMPLIANCE OFFICER	Na	no	12/2017	Mar 26, 2018	Mar 22, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 6, 2026	$255M	$226M	4	3	0	n/a	n/a
2024	Feb 26, 2025	$223M	$197M	4	3	0	n/a	n/a
2023	Mar 22, 2024	$202M	$177M	4	3	0	n/a	n/a
2022	Mar 17, 2023	$242M	$220M	4	3	0	n/a	n/a
2021	Mar 1, 2022	$314M	$287M	4	3	0	n/a	n/a
2020	Mar 29, 2021	$256M	$230M	4	3	1	n/a	n/a
2019	Mar 24, 2020	$227M	$203M	4	3	1	n/a	n/a
2018	Mar 19, 2019	$207M	$185M	4	3	1	n/a	n/a
2017	Mar 26, 2018	$223M	$199M	4	3	1	n/a	n/a
2016	Mar 16, 2017	$255M	$177M	4	3	n/a	n/a	n/a
2015	Mar 28, 2016	$251M	$164M	4	3	n/a	n/a	n/a
2014	Mar 30, 2015	$258M	$131M	4	3	n/a	n/a	n/a
2013	Mar 20, 2014	$249M	$142M	4	3	n/a	n/a	n/a
2012	Mar 27, 2013	$199M	$105M	4	3	n/a	n/a	n/a
2011	Mar 19, 2012	$180M	$84.5M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$255M	$223M	14.0%	$242M	1.7%	4	4	0	0

Relationships

Registered with (2)

← WILLIAM N. CHAPMANAdvisorregistration: current employment
Mar 2, 2004 to presentfactForm ADV
← KATHLEEN K. CHAPMANAdvisorregistration: current employment
Jun 23, 2003 to presentfactForm ADV

Controls (3)

← CHAPMAN, KATHLEEN, K.OwnerCHIEF EXECUTIVE OFFICER, ownership code E, individual
Mar 19, 2012 to Mar 22, 2024factForm ADV
← CHAPMAN, WILLIAM, N.OwnerTREASURER, ownership code NA, individual
Mar 19, 2012 to Mar 22, 2024factForm ADV
← Chapman, Alexander, StuartOwnerPRESIDENT, ownership code B, individual
Mar 1, 2022 to Mar 22, 2024factForm ADV

Owns (1)

← Masters, Emily, JayneOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 26, 2018 to Mar 22, 2024factForm ADV

Dated events

Occurred
Mar 1, 2022
Control person joined
Stuart Alexander Chapman (President) appeared on Schedule A of Ridge Creek Global, Inc.
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5ace7944-ab7f-eac6-0580-562425460a03
First observed: Mar 19, 2012
Last observed: Mar 6, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RIDGE CREEK GLOBAL, INC.

CRD 106992

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5ace7944-ab7f-eac6-0580-562425460a03

Data as of Mar 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:07 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

KATHLEEN K. CHAPMAN

Chartered Financial Analyst

STRONGSVILLE, OH

n/a

WILLIAM N. CHAPMAN

Chartered Financial Analyst

STRONGSVILLE, OH

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Chapman, Alexander, Stuart

President

yes

12/2021

Mar 1, 2022

Mar 22, 2024

CHAPMAN, KATHLEEN, K.

CHIEF EXECUTIVE OFFICER

yes

01/1989

Mar 19, 2012

Mar 22, 2024

CHAPMAN, WILLIAM, N.

Treasurer

yes

12/2003

Mar 19, 2012

Mar 22, 2024

Masters, Emily, Jayne

CHIEF COMPLIANCE OFFICER

12/2017

Mar 26, 2018

Mar 22, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 6, 2026

$255M

$226M

n/a

2024

Feb 26, 2025

$223M

$197M

n/a

2023

Mar 22, 2024

$202M

$177M

n/a

2022

Mar 17, 2023

$242M

$220M

n/a

2021

Mar 1, 2022

$314M

$287M

n/a

2020

Mar 29, 2021

$256M

$230M

n/a

2019

Mar 24, 2020

$227M

$203M

n/a

2018

Mar 19, 2019

$207M

$185M

n/a

2017

Mar 26, 2018

$223M

$199M

n/a

2016

Mar 16, 2017

$255M

$177M

n/a

2015

Mar 28, 2016

$251M

$164M

n/a

2014

Mar 30, 2015

$258M

$131M

n/a

2013

Mar 20, 2014

$249M

$142M

n/a

2012

Mar 27, 2013

$199M

$105M

n/a

2011

Mar 19, 2012

$180M

$84.5M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$255M

$223M

14.0%

$242M

1.7%