DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
R•••• C•••• G•••••• I•••
Latest filing Mar 6, 2026
First filing on the tape Mar 19, 2012 · 16 filings
SEC status approved since Oct 26, 1990
RAUM
$255M
reported, Item 5.F
Discretionary
89%
of RAUM
Private clients
87%
$222M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$127M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$255M as of Mar 6, 2026
Mar 19, 2012$180M then
HNW client RAUM$212M as of Mar 6, 2026
Mar 26, 2018$173M then
State-registered IARs (5.B.3)0 as of Mar 6, 2026
Mar 19, 20120 then
Employees (5.A)4 as of Mar 6, 2026
Mar 27, 20134 then
Private funds: no history
RAUM +14% over the last fiscal year+1.7% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 6, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $127MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 25derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.8MderivedHNW RAUM over HNW clients
- Average account
- $5.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 89%derivedof RAUM
- Institutional
- 13%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$212M83%
- Charitable organizations$32.7M13%
- Individuals$10.1M3.9%
- Individual clients
- 18reported
- HNW clients
- 31reported
- Pension plan clients
- n/areported
- Charitable clients
- 2reported
- Accounts
- 51reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.87 fund_share=0.0 institutional_share=0.13 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K••••••• K• C••••••Chartered Financial Analyst | Strongsville, Oh | Jun 23, 2003 | 37 y | 0 |
| W•••••• N• C••••••Chartered Financial Analyst | Strongsville, Oh | Mar 2, 2004 | n/a | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••• A••••••••• S••••• · Presidentcontrolsince 12/2021 · owns 10% to 25%
- C••••••• K•••••••• K• · Chief Executive Officercontrolsince 01/1989 · owns 75% or more
- C••••••• W••••••• N• · Treasurercontrolsince 12/2003 · owns less than 5%
- M••••••• E••••• J•••• · Chief Compliance Officersince 12/2017 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Strongsville, Oh | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- unusually large average accountStatic outlier · filing Mar 6, 2026RAUM per account of $4,995,634 against a peer median of $439,994 (5433 comparable advisers, 99.0th percentile, 3.1 robust deviations)peers: independent wealth managers, $100M to $500M (5,433) · 99% percentile
What changed
consecutive filings, newest first
- Individual clients · 19 to 18Feb 26, 2025 to Mar 6, 2026
- HNW clients · 30 to 31Feb 26, 2025 to Mar 6, 2026
- Discretionary RAUM · $197M to $226MFeb 26, 2025 to Mar 6, 2026
- HNW RAUM · $186M to $212MFeb 26, 2025 to Mar 6, 2026
- Individual RAUM · $10.1M to $10.1MFeb 26, 2025 to Mar 6, 2026
- Non-discretionary RAUM · $26.7M to $28.3MFeb 26, 2025 to Mar 6, 2026
- RAUM · $223M to $255MFeb 26, 2025 to Mar 6, 2026
- HNW clients · 36 to 30Mar 22, 2024 to Feb 26, 2025
- Individual clients · 13 to 19Mar 22, 2024 to Feb 26, 2025
- Financial planning clients · unset to Mar 22, 2024 to Feb 26, 2025
- HQ city · unset to Mar 22, 2024 to Feb 26, 2025
- HQ state · unset to Mar 22, 2024 to Feb 26, 2025
- Discretionary RAUM · $177M to $197MMar 22, 2024 to Feb 26, 2025
- HNW RAUM · $169M to $186MMar 22, 2024 to Feb 26, 2025
- Individual RAUM · $7.6M to $10.1MMar 22, 2024 to Feb 26, 2025
- Non-discretionary RAUM · $24.9M to $26.7MMar 22, 2024 to Feb 26, 2025
- RAUM · $202M to $223MMar 22, 2024 to Feb 26, 2025
- Accounts · 55 to 51Mar 17, 2023 to Mar 22, 2024
- Charity clients · 4 to 2Mar 17, 2023 to Mar 22, 2024
- HNW clients · 38 to 36Mar 17, 2023 to Mar 22, 2024
- Discretionary RAUM · $220M to $177MMar 17, 2023 to Mar 22, 2024
- HNW RAUM · $190M to $169MMar 17, 2023 to Mar 22, 2024
- Individual RAUM · $6.6M to $7.6MMar 17, 2023 to Mar 22, 2024
- Non-discretionary RAUM · $22.6M to $24.9MMar 17, 2023 to Mar 22, 2024
- RAUM · $242M to $202MMar 17, 2023 to Mar 22, 2024
- HNW clients · 39 to 38Mar 1, 2022 to Mar 17, 2023
- Individual clients · 12 to 13Mar 1, 2022 to Mar 17, 2023
- Discretionary RAUM · $287M to $220MMar 1, 2022 to Mar 17, 2023
- HNW RAUM · $254M to $190MMar 1, 2022 to Mar 17, 2023
- Individual RAUM · $6.9M to $6.6MMar 1, 2022 to Mar 17, 2023
- Non-discretionary RAUM · $27.5M to $22.6MMar 1, 2022 to Mar 17, 2023
- RAUM · $314M to $242MMar 1, 2022 to Mar 17, 2023
- Accounts · 57 to 55Mar 29, 2021 to Mar 1, 2022
- HNW clients · 41 to 39Mar 29, 2021 to Mar 1, 2022
- HQ city · STRONGSVILLE to unsetMar 29, 2021 to Mar 1, 2022
- HQ state · OH to unsetMar 29, 2021 to Mar 1, 2022
- Other offices · 1 to 0Mar 29, 2021 to Mar 1, 2022
- Discretionary RAUM · $230M to $287MMar 29, 2021 to Mar 1, 2022
- HNW RAUM · $201M to $254MMar 29, 2021 to Mar 1, 2022
- Individual RAUM · $6.2M to $6.9MMar 29, 2021 to Mar 1, 2022
Signals
1 dated events
- S••••• A•••••••• C•••••• (President) appeared on Schedule A of R•••• C•••• G•••••• I•••Mar 1, 2022 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- ridgecreekglobal.bsky.socialreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 440-572-5733reportedpublic record, Form ADV, Mar 6, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $127Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026