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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

William Henry Morgan

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Hendersonville, TN | Goodlettsville, TN

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Search this name across graphsid dfx:ria:5ad28d8f-12a4-9cae-5564-3f7895f389dc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Dec 14, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 11, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jul 11, 2005
First registration: Dec 14, 2005
Dual registered: yes, broker-dealer
Other names: MORGAN|BILL MORGAN
IAPD individual key: 4956067

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Nov 24, 2025	n/a	yes	Hendersonville, TN\|Goodlettsville, TN	Current employment
DEMPSEY LORD SMITH, LLC	Former SEC adviser	Jan 16, 2026	Apr 3, 2026	no	Goodlettsville, TN\|ROME, GA\|ROME, GA	Previous registration
DEMPSEY LORD SMITH, LLC	Former SEC adviser	Aug 14, 2018	Dec 31, 2025	no	ROME, GA\|ROME, GA\|ROME, GA\|HENDERSONVILLE, TN\|GOODLETTSVILLE, TN	Previous registration
STRATOS WEALTH PARTNERS, LTD	Bd affiliated wealth	May 3, 2012	Oct 1, 2013	no	GALLATIN, TN	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 11, 2011	Aug 27, 2018	no	CLARKSVILLE, TN\|CARTHAGE, TN\|GALLATIN, TN\|GORDONSVILLE, TN\|HENDERSONVILLE, TN\|HENDERSONVILLE, TN\|LAFAYETTE, TN\|PORTLAND, TN\|WHITE HOUSE, TN\|GALLATIN, TN\|SPRING HILL, TN\|CLARKSVILLE, TN\|HENDERSONVILLE, TN	Previous registration
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	Jan 15, 2009	Oct 11, 2011	no	GALLATIN, TN\|GALLATIN, TN\|GORDONSVILLE, TN\|HENDERSONVILLE, TN\|HENDERSONVILLE, TN\|LAFAYETTE, TN\|PORTLAND, TN\|WHITE HOUSE, TN\|CARTHAGE, TN	Previous registration
FIRST HORIZON ADVISORS, INC	Former SEC adviser	Jul 27, 2007	Jan 2, 2009	no	MADISON, TN	Previous registration
WADDELL & REED	Former SEC adviser	Jul 19, 2006	Jun 19, 2007	no	NASHVILLE, TN	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Dec 14, 2005	Apr 13, 2006	no	NASHVILLE, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
DEMPSEY LORD SMITH, LLC	n/a	Apr 3, 2026	n/a	n/a	Departure no registered destination	Departure
DEMPSEY LORD SMITH, LLC	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Dec 31, 2025	Nov 24, 2025	-37	Bulk transfer	RIA to ibd
LPL FINANCIAL LLC	STRATOS WEALTH PARTNERS, LTD	Aug 27, 2018	May 3, 2012	-2,307	Firm change after gap	Other
STRATOS WEALTH PARTNERS, LTD	DEMPSEY LORD SMITH, LLC	Oct 1, 2013	Aug 14, 2018	1,778	Firm change after gap	Other
UVEST FINANCIAL SERVICES GROUP, INC.	LPL FINANCIAL LLC	Oct 11, 2011	Oct 11, 2011	0	Bulk transfer	Other
FIRST HORIZON ADVISORS, INC	UVEST FINANCIAL SERVICES GROUP, INC.	Jan 2, 2009	Jan 15, 2009	13	Firm change	Other
WADDELL & REED	FIRST HORIZON ADVISORS, INC	Jun 19, 2007	Jul 27, 2007	38	Firm change	Other
EQUITABLE ADVISORS, LLC	WADDELL & REED	Apr 13, 2006	Jul 19, 2006	97	Firm change	Other

Relationships

Registered with (8)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: current employment
Nov 24, 2025 to presentfactForm ADV
→ DEMPSEY LORD SMITH, LLCRegistered adviserregistration: previous registration
Jan 16, 2026 to Apr 3, 2026factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Oct 11, 2011 to Aug 27, 2018factForm ADV
→ STRATOS WEALTH PARTNERS, LTDRegistered adviserregistration: previous registration
May 3, 2012 to Oct 1, 2013factForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
Jan 15, 2009 to Oct 11, 2011factForm ADV
→ FIRST HORIZON ADVISORS, INCRegistered adviserregistration: previous registration
Jul 27, 2007 to Jan 2, 2009factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Jul 19, 2006 to Jun 19, 2007factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Dec 14, 2005 to Apr 13, 2006factForm ADV

Dated events

Occurred
Apr 3, 2026
Advisor departed, no destination yet
William Henry Morgan no longer registered at Dempsey Lord Smith, Llc; no later IA registration on IAPD
Form ADVobserved 6 days ago