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RIA Intelligence

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Registered advisor

W•••••• H•••• M•••••

C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedHendersonville, Tn dual registrantIAPD 4956067

Feed of 09/14/2026

Also filed as Morgan

At current firm

0 y

since Nov 24, 2025

In the industry

21 y

since Jul 11, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
since Nov 24, 2025 · Hendersonville, Tn
D•••••• L••• S••••• L•• former
Jan 16, 2026 to Apr 3, 2026 · Goodlettsville, Tn
D•••••• L••• S••••• L•• former
Aug 14, 2018 to Dec 31, 2025 · Rome, Ga
S•••••• W••••• P•••••••• L•• BD affiliated
May 3, 2012 to Oct 1, 2013 · Gallatin, Tn
L•• F•••••••• L•• BD affiliated
Oct 11, 2011 to Aug 27, 2018 · Clarksville, Tn
U•••• F•••••••• S••••••• G••••• I••• unclassified
Jan 15, 2009 to Oct 11, 2011 · Gallatin, Tn
F•••• H•••••• A•••••••• I•• former
Jul 27, 2007 to Jan 2, 2009 · Madison, Tn
W•••••• • R••• former
Jul 19, 2006 to Jun 19, 2007 · Nashville, Tn
E•••••••• A•••••••• L•• national BD
Dec 14, 2005 to Apr 13, 2006 · Nashville, Tn

Moves

a registration end followed by a registration begin elsewhere

D•••••• L••• S••••• L•• to no registered destination
left Apr 3, 2026 · Departure, no registered destination
D•••••• L••• S••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Dec 31, 2025, registered Nov 24, 2025 (-37 days) · corporate re-registration, not a move
L•• F•••••••• L•• to S•••••• W••••• P•••••••• L••
left Aug 27, 2018, registered May 3, 2012 (-2307 days) · Other
S•••••• W••••• P•••••••• L•• to D•••••• L••• S••••• L••
left Oct 1, 2013, registered Aug 14, 2018 (1778 days) · Other
U•••• F•••••••• S••••••• G••••• I••• to L•• F•••••••• L••
left Oct 11, 2011, registered Oct 11, 2011 (0 days) · corporate re-registration, not a move
F•••• H•••••• A•••••••• I•• to U•••• F•••••••• S••••••• G••••• I•••
left Jan 2, 2009, registered Jan 15, 2009 (13 days) · Other
W•••••• • R••• to F•••• H•••••• A•••••••• I••
left Jun 19, 2007, registered Jul 27, 2007 (38 days) · Other
E•••••••• A•••••••• L•• to W•••••• • R•••
left Apr 13, 2006, registered Jul 19, 2006 (97 days) · Other

Signals

W•••••• H•••• M••••• no longer registered at D•••••• L••• S••••• L••; no later IA registration on IAPD
Apr 3, 2026 · Advisor departure · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address