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H••• D••• H••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

H••• D••• H••••

Advisor at P••••••••• S••••••••• C•••••••••

••• Locked

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Search this name across graphsid dfx:ria:5adafbcd-74ce-c182-2776-355fe4a57345

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 21, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••• S••••••••• C•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••• S••••••••• C•••••••••	Independent wealth	Feb 27, 2018	n/a	yes	Redlands, CA\|Carpinteria, CA\|Ventura, CA	Current employment
P••••••• A••••••• S•••••••• I•••	Independent wealth	Feb 21, 2017	Jan 29, 2018	no	Redlands, CA\|ENGLEWOOD, CO

Moves

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From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• A••••••• S•••••••• I•••	P••••••••• S••••••••• C•••••••••	Jan 29, 2018	Feb 27, 2018	29	Firm change	Other

Relationships

Registered with (2)

→ P••••••••• S••••••••• C•••••••••Registered adviserregistration: current employment
Feb 27, 2018 to presentfactForm ADV
→ P••••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Feb 21, 2017 to Jan 29, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5adafbcd-74ce-c182-2776-355fe4a57345
First observed: Feb 21, 2017
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.