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CRD 160275
ENGLEWOOD, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| CAROL MARIE GRIFFIN | n/a | ENGLEWOOD, CO | 5 | 23 | 1 | yes |
| ROBERT EDWARD SUTTON | n/a | Skiatook, OK | ENGLEWOOD, CO | 5 | 20 | 1 | yes |
| JOHN ALLEN MCCARTHY | n/a | Tustin, CA | ENGLEWOOD, CO | 5 | 18 | 1 | yes |
| Jonathan Edward Miller | n/a | ENGLEWOOD, CO | 5 | 26 | 1 | yes |
| ANDREW LAWRENCE ALLARD | n/a | ENGLEWOOD, CO | Alva, FL | 5 | 21 | 1 | yes |
| MICHAEL J BEARDI | n/a | ENGLEWOOD, CO | Alexandria, VA | 5 | 28 | 3 | yes |
| Robert Gibson Fuhrman | n/a | CROSSLAKE, MN | ENGLEWOOD, CO | 5 | 11 | 1 | no |
| MARK RANDALL MOLENAAR | n/a | ENGLEWOOD, CO | Yorba Linda, CA | 3 | 23 | 1 | yes |
| Matthew Ryan Pettera | n/a | ENGLEWOOD, CO | 1 | 12 | n/a | yes |
| Blake Steven Anderson | n/a | ENGLEWOOD, CO | 1 | 10 | n/a | yes |
| ZACHARY DANIEL STEWART | n/a | ENGLEWOOD, CO | 0 | 10 | 2 | yes |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| Miller, Jonathan, Edward | Ceo | Na | yes | 12/2011 | Mar 7, 2012 | Oct 18, 2024 |
| MILLER, JONATHAN, EDWARD | Ceo | E | yes | 12/2011 | Mar 7, 2012 | Oct 18, 2024 |
| PARSONEX ENTERPRISES, INC. | PARENT COMPANY | E | yes | 12/2011 | Mar 7, 2012 | Oct 18, 2024 |
| Neustrom, Brian, William | Cco | Na | no | 03/2024 | Mar 28, 2024 | Oct 18, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| E. MAGNUS OPPENHEIM & CO. INC. | n/a | Independent wealth | $9.5M | N | yes | n/a |
| PARSONEX CAPITAL ADVISORS, LLC | n/a | n/a | n/a | N | yes | n/a |
| PARSONEX CAPITAL MARKETS, LLC | n/a | n/a | n/a | N | yes | n/a |
| PARSONEX OPPORTUNITY FUND I, LLC | n/a | n/a | n/a | N | yes | n/a |
| PARSONEX PROPERTIES, LLC | n/a | n/a | n/a | N | yes | n/a |
| PARSONEX SECURITIES, INC. | n/a | n/a | n/a | N | yes | n/a |
| PARSONEX SPECIAL SITUATIONS FUND, LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Orange | CA | United States | 1 | yes |
| Tustin | CA | United States | 1 | yes |
| Minden | Nv | United States | 1 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $271M | $271M | 24 | 2 | 2 | 1 | n/a |
| 2024 | Mar 30, 2025 | $175M | $164M | 5 | 2 | 3 | n/a | n/a |
| 2023 | Mar 28, 2024 | $152M | $141M | 5 | 2 | 3 | n/a | n/a |
| 2022 | Mar 20, 2023 | $106M | $104M | 5 | 2 | 4 | n/a | n/a |
| 2021 | Mar 22, 2022 | $100M | $97.6M | 4 | 1 | 3 | n/a | n/a |
| 2020 | Mar 25, 2021 | $88.0M | $84.8M | 3 | 1 | 4 | n/a | n/a |
| 2019 | Mar 12, 2020 | $61.0M | $58.7M | 136 | 1 | 4 | n/a | n/a |
| 2018 | Mar 8, 2019 | $49.7M | $0 | 3 | 1 | 4 | n/a | n/a |
| 2017 | Mar 23, 2018 | $40.0M | $0 | 2 | 1 | 4 | n/a | n/a |
| 2016 | Mar 22, 2017 | $19.3M | $0 | 2 | 1 | n/a | n/a | n/a |
| 2015 | Feb 5, 2016 | $11.3M | $0 | 2 | 1 | n/a | n/a | n/a |
| 2014 | Mar 23, 2015 | $9.3M | $0 | 2 | 1 | n/a | n/a | n/a |
| 2013 | Mar 26, 2014 | $7.5M | $0 | 2 | 1 | n/a | n/a | n/a |
| 2012 | Mar 8, 2013 | $7.1M | $0 | 1 | 1 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 2 | -1 | 16.7% | 0 | 0 | 0 | 1 | 5 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $271M | $175M | 55.2% | $106M | 36.7% | 24 | 5 | 2 | 3 |