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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)34 years in industry

JAMES A LINDNER

Advisor at RETIREMENT STRATEGIES, LTD.

DUBLIN, OH

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 1, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RETIREMENT STRATEGIES, LTD.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 3, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S63
First exam: Sep 3, 1992
First registration: Jan 1, 2000
Dual registered: yes, broker-dealer
Other names: JAY A. LINDNER
IAPD individual key: 2278697

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RETIREMENT STRATEGIES, LTD.	Independent wealth	Jul 2, 2012	n/a	yes	DUBLIN, OH	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Oct 21, 2009	Jul 6, 2012	no	DUBLIN, OH\|DUBLIN, OH	Previous registration
SIMPLY MONEY ADVISORS	Former SEC adviser	Jun 24, 2003	Jul 3, 2012	no	DUBLIN, OH	Previous registration
OSAIC FA, INC.	Former SEC adviser	Jan 1, 2000	Jun 16, 2003	no	COLUMBUS, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	RETIREMENT STRATEGIES, LTD.	Jul 6, 2012	Jul 2, 2012	-4	Firm change	Other
SIMPLY MONEY ADVISORS	OSAIC WEALTH, INC.	Jul 3, 2012	Oct 21, 2009	-986	Firm change after gap	Other
OSAIC FA, INC.	SIMPLY MONEY ADVISORS	Jun 16, 2003	Jun 24, 2003	8	Firm change	Other

Relationships

Registered with (4)

→ RETIREMENT STRATEGIES, LTD.Registered adviserregistration: current employment
Jul 2, 2012 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Oct 21, 2009 to Jul 6, 2012factForm ADV
→ SIMPLY MONEY ADVISORSRegistered adviserregistration: previous registration
Jun 24, 2003 to Jul 3, 2012factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Jan 1, 2000 to Jun 16, 2003factForm ADV

Dated events

No dated event names this entity yet.