DFX Intelligence

Data Factory

RIA / WealthAdvisor31 years in industry

MAURICE HAMILTON PATTERSON

Advisor at MHP ASSET MANAGEMENT

SEBASTIAN, FL | BOSTON, MA | TILTON, NH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5adec4d4-1839-f8ff-bef3-757f124efe66

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jan 19, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MHP ASSET MANAGEMENT
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 5, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 2
Registered states: 5
Exams: S63|S66|S65
First exam: Jun 5, 1995
First registration: Jan 19, 2004
Dual registered: no
Other names: MARK HAMILTON PATTERSON|MARK PATTERSON|MAURICE HAMILTON PATTERSON
IAPD individual key: 2574783

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MAYFLOWER ADVISORS	Mixed wealth	Apr 14, 2026	n/a	yes	BOSTON, MA\|SEBASTIAN, FL	Current employment
MHP ASSET MANAGEMENT	State registered	Mar 9, 2006	n/a	yes	TILTON, NH	Current employment
COMPASS FINANCIAL MANAGEMENT LLC	Independent wealth	Sep 5, 2023	Jan 16, 2024	no	Sebastian, FL\|Dartmouth, MA	Previous registration
MHP ASSET MANAGEMENT	State registered	Apr 21, 2006	Dec 31, 2010	no	TILTON, NH	Previous registration
WALNUT STREET SECURITIES, INC.	Former SEC adviser	Feb 11, 2005	Feb 21, 2006	no	ALBANY, NH	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Jul 20, 2004	Jan 26, 2005	no	NORTH CONWAY, NH	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Jan 19, 2004	Jul 20, 2004	no	MANCHESTER, NH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COMPASS FINANCIAL MANAGEMENT LLC	MAYFLOWER ADVISORS	Jan 16, 2024	Apr 14, 2026	819	Firm change after gap	RIA to RIA
MHP ASSET MANAGEMENT	COMPASS FINANCIAL MANAGEMENT LLC	Dec 31, 2010	Sep 5, 2023	4,631	Firm change after gap	Other
WALNUT STREET SECURITIES, INC.	MHP ASSET MANAGEMENT	Feb 21, 2006	Mar 9, 2006	16	Firm change	Other
CETERA INVESTMENT SERVICES LLC	WALNUT STREET SECURITIES, INC.	Jan 26, 2005	Feb 11, 2005	16	Firm change	Other
MSI FINANCIAL SERVICES, INC.	CETERA INVESTMENT SERVICES LLC	Jul 20, 2004	Jul 20, 2004	0	Firm change	Other

Relationships

Registered with (6)

→ MAYFLOWER ADVISORSRegistered adviserregistration: current employment
Apr 14, 2026 to presentfactForm ADV
→ MHP ASSET MANAGEMENTRegistered adviserregistration: previous registration
Apr 21, 2006 to Dec 31, 2010factForm ADV
→ COMPASS FINANCIAL MANAGEMENT LLCRegistered adviserregistration: previous registration
Sep 5, 2023 to Jan 16, 2024factForm ADV
→ WALNUT STREET SECURITIES, INC.Registered adviserregistration: previous registration
Feb 11, 2005 to Feb 21, 2006factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Jul 20, 2004 to Jan 26, 2005factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 19, 2004 to Jul 20, 2004factForm ADV

Dated events

Occurred
Jan 16, 2024
Advisor changed firm
Maurice Hamilton Patterson left Compass Financial Management Llc for Mayflower Advisors (registered 2026-04-14)
Form ADVobserved 6 days ago