DFX Intelligence

P•••••• H•••• J••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor17 years in industry

P•••••• H•••• J••• D••••

Advisor at F••••• I•••••••••

PLANO, TX | WESTFORD, MA

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Search this name across graphsid dfx:ria:5ae78440-7c7c-b254-36d4-9550f6065506

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Sep 8, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• I•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 5, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• I•••••••••	Independent wealth	May 18, 2022	n/a	yes	PLANO, TX\|WESTFORD, MA	Current employment
C••••••• M••••••••• I••••••••• A•••••••• L••	Asset manager	Sep 25, 2019	May 12, 2022	no	St. Louis, MO\|BOSTON, MA\|Saratoga Springs, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• M••••••••• I••••••••• A•••••••• L••	F••••• I•••••••••	May 12, 2022	May 18, 2022	6	Firm change	Other
J••• H•••••• I••••••••• M••••••••• L••	C••••••• M••••••••• I••••••••• A•••••••• L••	Oct 11, 2019	Sep 25, 2019

Relationships

Registered with (5)

→ F••••• I•••••••••Registered adviserregistration: current employment
May 18, 2022 to presentfactForm ADV
→ C••••••• M••••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 25, 2019 to May 12, 2022factForm ADV
→ J••• H•••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 8, 2018 to Oct 11, 2019factForm ADV
→ M••••••• I••••••••• M••••••••• ••• L••

Dated events

Occurred
May 12, 2022
Advisor changed firm
P•••••• H•••• J••• D•••• left C••••••• M••••••••• I••••••••• A•••••••• L•• for F••••• I••••••••• (registered 2022-05-18)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5ae78440-7c7c-b254-36d4-9550f6065506
First observed: Sep 8, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.