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Advisor at P•••••• A•••••• G••••• L••
Avon, CT | MORRISTOWN, NJ | Jupiter, FL | Simsbury, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P•••••• A•••••• G••••• L•• | Bd affiliated wealth | Oct 8, 2020 | n/a | yes | Avon, CT|MORRISTOWN, NJ|Jupiter, FL|Simsbury, CT | Current employment |
| P•••••• C•••••• G••••• L•• | Former SEC adviser | Jun 8, 2005 | Oct 8, 2020 | no | WEST HARTFORD, CT |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P•••••• C•••••• G••••• L•• | P•••••• A•••••• G••••• L•• | Oct 8, 2020 | Oct 8, 2020 | 0 | Firm change | RIA to ibd |
| V••• F•••••••• A•••••••• I••• | P•••••• C•••••• G••••• L•• | Jun 6, 2005 | Jun 8, 2005 |
| V••• F•••••••• A•••••••• I••• | Bd affiliated wealth | May 5, 2003 | Jun 6, 2005 | no | NORTH HAVEN, CT | Previous registration |
| W•••••• • R••• | Former SEC adviser | May 17, 1999 | May 9, 2003 | no | HARTFORD, CT | Previous registration |
| 2 |
| Firm change |
| Other |
| W•••••• • R••• | V••• F•••••••• A•••••••• I••• | May 9, 2003 | May 5, 2003 | -4 | Firm change | Other |