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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

Paul Thomas Tuomey

Advisor at SCHWAB WEALTH ADVISORY, INC.

Mineola, NY

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Search this name across graphsid dfx:ria:5b0c8e32-7b61-ad50-08f9-404fbef78628

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 5, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SCHWAB WEALTH ADVISORY, INC.
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 5, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Dec 23, 2025
First registration: Mar 5, 2007
Dual registered: yes, broker-dealer
Other names: PAUL THOMAS TUOMEY|PAUL THOMAS TUOMEY|PAUL T. TUOMEY
IAPD individual key: 5118327

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Jan 20, 2026	n/a	yes	Mineola, NY	Current employment
EAGLE STRATEGIES LLC	Bd affiliated wealth	Feb 18, 2014	Jun 3, 2016	no	MELVILLE, NY	Previous registration
BLACKROCK FUND ADVISORS	Asset manager	Feb 11, 2008	Jun 26, 2012	no	JERSEY CITY, NJ	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Nov 9, 2007	Jan 15, 2008	no	GARDEN CITY, NY	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Mar 5, 2007	Jun 7, 2007	no	MELVILLE, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EAGLE STRATEGIES LLC	SCHWAB WEALTH ADVISORY, INC.	Jun 3, 2016	Jan 20, 2026	3,518	Firm change after gap	Other
BLACKROCK FUND ADVISORS	EAGLE STRATEGIES LLC	Jun 26, 2012	Feb 18, 2014	602	Firm change after gap	Other
MSI FINANCIAL SERVICES, INC.	BLACKROCK FUND ADVISORS	Jan 15, 2008	Feb 11, 2008	27	Firm change	Other
EQUITABLE ADVISORS, LLC	MSI FINANCIAL SERVICES, INC.	Jun 7, 2007	Nov 9, 2007	155	Firm change	Other

Relationships

Registered with (5)

→ SCHWAB WEALTH ADVISORY, INC.Registered adviserregistration: current employment
Jan 20, 2026 to presentfactForm ADV
→ EAGLE STRATEGIES LLCRegistered adviserregistration: previous registration
Feb 18, 2014 to Jun 3, 2016factForm ADV
→ BLACKROCK FUND ADVISORSRegistered adviserregistration: previous registration
Feb 11, 2008 to Jun 26, 2012factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Nov 9, 2007 to Jan 15, 2008factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 5, 2007 to Jun 7, 2007factForm ADV

Dated events

No dated event names this entity yet.