RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••• T••••• T•••••
- S••••• W••••• A•••••••• I••• no RAUM currentsince Jan 20, 2026 · Mineola, Ny
- E•••• S••••••••• L•• BD affiliatedFeb 18, 2014 to Jun 3, 2016 · Melville, Ny
- B•••••••• F••• A••••••• asset managerFeb 11, 2008 to Jun 26, 2012 · Jersey City, Nj
- M•• F•••••••• S•••••••• I••• formerNov 9, 2007 to Jan 15, 2008 · Garden City, Ny
- E•••••••• A•••••••• L•• national BDMar 5, 2007 to Jun 7, 2007 · Melville, Ny
- E•••• S••••••••• L•• to S••••• W••••• A•••••••• I•••left Jun 3, 2016, registered Jan 20, 2026 (3518 days) · Other
- B•••••••• F••• A••••••• to E•••• S••••••••• L••left Jun 26, 2012, registered Feb 18, 2014 (602 days) · Other
- M•• F•••••••• S•••••••• I••• to B•••••••• F••• A•••••••left Jan 15, 2008, registered Feb 11, 2008 (27 days) · Other
- E•••••••• A•••••••• L•• to M•• F•••••••• S•••••••• I•••left Jun 7, 2007, registered Nov 9, 2007 (155 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address