DFX Intelligence

I••••••••• M••••••••• C•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 100m 1b

I••••••••• M••••••••• C•••••••••

CRD 122718

LAS VEGAS, NV

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Search this name across graphsid dfx:ria:5b0fa136-946f-d72e-e222-df674f1befb4

Data as of Apr 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Mar 27, 2012 to Apr 1, 2026
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.32 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $440M••• Locked
Discretionary RAUM: $142M
Private client RAUM: $142Mderived••• Locked
Private client share: 32%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $220Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
B•••••• W•••••• D•••••	n/a	LAS VEGAS, NV	0	31	1	no
G••• N••••• M•••••	n/a	LAS VEGAS, NV	0	28

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D•••••• B••••••• W••••••	President	D	yes	10/1999	Mar 27, 2012	Mar 31, 2024
M•••••• G•••• N•••••	CFO / CHIEF COMPLIANCE OFFICER	D	yes	10/1999	Mar 27, 2012	Mar 31, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$440M	$382M	15.4%	$275M	16.9%	2	2	0	0

Relationships

Registered with (2)

← G••• N••••• M•••••Advisorregistration: previous registration
Jan 22, 2003 to Dec 31, 2016factForm ADV
← B•••••• W•••••• D•••••Advisorregistration: previous registration
Jan 22, 2003 to Dec 31, 2016factForm ADV

Controls (2)

← D•••••• B••••••• W••••••OwnerPRESIDENT, ownership code D, individual
Mar 27, 2012 to Mar 31, 2024factForm ADV
← M•••••• G•••• N•••••

Dated events

Occurred
Aug 24, 2021
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$143M
Occurred
Aug 24, 2021
First Form ADV filing
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5b0fa136-946f-d72e-e222-df674f1befb4
First observed: Mar 27, 2012
Last observed: Apr 1, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.