DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Investment Management Consultants
Latest filing Apr 1, 2026
First filing on the tape Mar 27, 2012 · 18 filings
SEC status approved since Sep 24, 2021
RAUM
$440M
reported, Item 5.F
Discretionary
32%
of RAUM
Private clients
32%
$142M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$220M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$440M as of Apr 1, 2026
Mar 27, 2012$107M then
HNW client RAUM$103M as of Apr 1, 2026
Mar 31, 2022$92.4M then
State-registered IARs (5.B.3)0 as of Apr 1, 2026
Mar 27, 20120 then
Employees (5.A)2 as of Apr 1, 2026
Mar 5, 20133 then
Private funds: no history
RAUM +15% over the last fiscal year+17% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 1, 2026; every figure names its basis
- RAUM per advisor
- $220MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 90derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.1MderivedHNW RAUM over HNW clients
- Average account
- $1.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 32%derivedof RAUM
- Institutional
- 0.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.4%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehicles, pension consulting, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$103M71%
- Individuals$38.5M27%
- Pension and profit-sharing plans$2.9M2.0%
- Individual clients
- 147reported
- HNW clients
- 33reported
- Pension plan clients
- 1reported
- Charitable clients
- n/areported
- Accounts
- 437reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.32 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Bradley Winston Davies | Las Vegas, Nv | Dec 22, 2025 | 31 y | 1 |
| Gary Norris Miller | Las Vegas, Nv | Jan 1, 2026 | 28 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Winston Bradley Davies · Presidentcontrolsince 10/1999 · owns 50% to 75%
- Norris Gary Miller · Cfo / Chief Compliance Officercontrolsince 10/1999 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Las Vegas, Nv · principal | 2 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 409 to 437Mar 31, 2025 to Apr 1, 2026
- HNW clients · 31 to 33Mar 31, 2025 to Apr 1, 2026
- Individual clients · 135 to 147Mar 31, 2025 to Apr 1, 2026
- Discretionary RAUM · $126M to $142MMar 31, 2025 to Apr 1, 2026
- HNW RAUM · $90.3M to $103MMar 31, 2025 to Apr 1, 2026
- Individual RAUM · $36.0M to $38.5MMar 31, 2025 to Apr 1, 2026
- Non-discretionary RAUM · $255M to $299MMar 31, 2025 to Apr 1, 2026
- Pension RAUM · $2.5M to $2.9MMar 31, 2025 to Apr 1, 2026
- RAUM · $382M to $440MMar 31, 2025 to Apr 1, 2026
- Accounts · 394 to 409Mar 31, 2024 to Mar 31, 2025
- HNW clients · 25 to 31Mar 31, 2024 to Mar 31, 2025
- Individual clients · 136 to 135Mar 31, 2024 to Mar 31, 2025
- Financial planning clients · unset to 0Mar 31, 2024 to Mar 31, 2025
- Discretionary RAUM · $111M to $126MMar 31, 2024 to Mar 31, 2025
- HNW RAUM · $76.5M to $90.3MMar 31, 2024 to Mar 31, 2025
- Individual RAUM · $34.8M to $36.0MMar 31, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $217M to $255MMar 31, 2024 to Mar 31, 2025
- Pension RAUM · $2.2M to $2.5MMar 31, 2024 to Mar 31, 2025
- RAUM · $329M to $382MMar 31, 2024 to Mar 31, 2025
- Accounts · 376 to 394Mar 29, 2023 to Mar 31, 2024
- HNW clients · 27 to 25Mar 29, 2023 to Mar 31, 2024
- Individual clients · 135 to 136Mar 29, 2023 to Mar 31, 2024
- Discretionary RAUM · $93.8M to $111MMar 29, 2023 to Mar 31, 2024
- HNW RAUM · $66.7M to $76.5MMar 29, 2023 to Mar 31, 2024
- Individual RAUM · $27.1M to $34.8MMar 29, 2023 to Mar 31, 2024
- Non-discretionary RAUM · $182M to $217MMar 29, 2023 to Mar 31, 2024
- Pension RAUM · $1.8M to $2.2MMar 29, 2023 to Mar 31, 2024
- RAUM · $275M to $329MMar 29, 2023 to Mar 31, 2024
- HNW clients · 33 to 27Mar 31, 2022 to Mar 29, 2023
- Individual clients · 134 to 135Mar 31, 2022 to Mar 29, 2023
- Financial planning clients · 101-250 to unsetMar 31, 2022 to Mar 29, 2023
- Discretionary RAUM · $120M to $93.8MMar 31, 2022 to Mar 29, 2023
- HNW RAUM · $92.4M to $66.7MMar 31, 2022 to Mar 29, 2023
- Individual RAUM · $28.0M to $27.1MMar 31, 2022 to Mar 29, 2023
- Non-discretionary RAUM · $219M to $182MMar 31, 2022 to Mar 29, 2023
- Pension RAUM · $2.1M to $1.8MMar 31, 2022 to Mar 29, 2023
- RAUM · $340M to $275MMar 31, 2022 to Mar 29, 2023
- Accounts · 368 to 376Aug 26, 2021 to Mar 31, 2022
- HNW clients · 34 to 33Aug 26, 2021 to Mar 31, 2022
- Individual clients · 126 to 134Aug 26, 2021 to Mar 31, 2022
Signals
2 dated events
- Investment Management Consultants reported RAUM $327.8M, up 77% from $185.2M (2017-03-30 to 2021-08-24)Aug 24, 2021 · RAUM change · derived
- Investment Management Consultants filed its initial SEC registration (Form ADV)Aug 24, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 702-869-0330reportedpublic record, Form ADV, Apr 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $220Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026