DFX Intelligence

C••••• N••••• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst30 years in industry

C••••• N••••• R•••

Advisor at C••••••••• W••••• A•••••••

CINCINNATI, OH

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Search this name across graphsid dfx:ria:5b1096c9-4237-444a-3a06-3d1197a2871a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 31, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 19, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• W••••• A•••••••	Independent wealth	Mar 24, 2020	n/a	yes	CINCINNATI, OH	Current employment
C••••••••• W••••• A•••••••• L••	Former SEC adviser	May 31, 2018	May 28, 2020	no	CINCINNATI, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• W••••• A•••••••• L••	C••••••••• W••••• A•••••••	May 28, 2020	Mar 24, 2020	-65	Channel change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
289860:147253:OH:2020-05-28	May 28, 2020	Mar 24, 2020	CINCINNATI, OH	Firm change after gap

Relationships

Registered with (2)

→ C••••••••• W••••• A•••••••Registered adviserregistration: current employment
Mar 24, 2020 to presentfactForm ADV
→ C••••••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
May 31, 2018 to May 28, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5b1096c9-4237-444a-3a06-3d1197a2871a
First observed: May 31, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.