DFX Intelligence
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Reading the graph
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Advisor at E••••• J••••
KINGSPORT, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E••••• J•••• | National bd RIA | Jul 18, 2025 | n/a | yes | KINGSPORT, TN | Current employment |
| L•• F•••••••• L•• | Bd affiliated wealth | Jul 8, 2020 | Jul 24, 2025 | no | JOHNSON CITY, TN|KINGSPORT, TN|KINGSPORT, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | E••••• J•••• | Jul 24, 2025 | Jul 18, 2025 | -6 | Firm change | Ibd to ibd |
| S•• A•••••••• I••• | L•• F•••••••• L•• | Jul 6, 2020 | Jul 8, 2020 |
| S•• A•••••••• I••• | Former SEC adviser | Aug 31, 2018 | Jul 6, 2020 | no | Kingsport, TN | Previous registration |
| S•• A•••••••• I••• | Former SEC adviser | Jun 6, 2016 | Aug 24, 2018 | no | Kingsport, TN | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Jan 6, 2015 | Jun 15, 2016 | no | KINGSPORT, TN|KINGSPORT, TN | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Sep 9, 2013 | Jan 2, 2015 | no | KINGSPORT, TN | Previous registration |
| G••• W••••• A•••••••• I••• | Former SEC adviser | Jan 17, 2008 | Sep 6, 2013 | no | KINGSPORT, TN | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Jul 30, 2007 | Oct 23, 2013 | no | KINGSPORT, TN|TEMPE, AZ|BRISTOL, TN|ABINGDON, VA|KINGSPORT, TN | Previous registration |
| C••• F•••••••• S•••••••• L••• | Former SEC adviser | Oct 16, 2002 | Jun 19, 2007 | no | CLEMMONS, NC|WINSTON-SALEM, NC|CLEMMONS, NC | Previous registration |
| Firm change |
| Ibd to ibd |
| L•• F•••••••• L•• | S•• A•••••••• I••• | Jun 15, 2016 | Jun 6, 2016 | -9 | Firm change | Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | L•• F•••••••• L•• | Jan 2, 2015 | Jan 6, 2015 | 4 | Firm change | Other |
| L•• F•••••••• L•• | G••• W••••• A•••••••• I••• | Oct 23, 2013 | Jan 17, 2008 | -2,106 | Firm change after gap | Other |
| G••• W••••• A•••••••• I••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Sep 6, 2013 | Sep 9, 2013 | 3 | Firm change | Other |
| C••• F•••••••• S•••••••• L••• | L•• F•••••••• L•• | Jun 19, 2007 | Jul 30, 2007 | 41 | Firm change | Other |