DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)24 years in industry

Michael Thomas Gill

Advisor at LPL FINANCIAL LLC

Monroe, CT | FORT MILL, SC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5b1d393c-8ea4-ef23-7387-3fbd63b7e856

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 2
On other graphs: 0
Observed: Jul 29, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 10, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Jul 10, 2002
First registration: Jul 29, 2002
Dual registered: yes, broker-dealer
Other names: MICHAEL THOMAS GILL|MIKE GILL|Michael T Gill
IAPD individual key: 4546628

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 3, 2024	n/a	yes	Monroe, CT\|FORT MILL, SC	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Oct 18, 2023	Dec 22, 2023	no	SCOTTSDALE, AZ\|MONROE, CT	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 5, 2021	Oct 19, 2023	no	FORT MILL, SC\|MONROE, CT	Previous registration
B. RILEY WEALTH ADVISORS, INC.	Bd affiliated wealth	Jan 15, 2019	Feb 2, 2021	no	NEW YORK, NY	Previous registration
UNITED ADVISORS SERVICES, LLC	Former SEC adviser	Apr 20, 2018	Dec 31, 2018	no	New York, NY	Previous registration
UNITED ADVISORS	Former SEC adviser	Nov 22, 2012	Jan 31, 2019	no	NEW YORK, NY	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jan 11, 2007	Oct 10, 2012	no	STAMFORD, CT\|MONROE, CT	Previous registration
TOUCHSTONE ADVISORS INC	Asset manager	Dec 20, 2005	Dec 20, 2006	no	CINCINNATI, OH	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Nov 20, 2002	Jun 20, 2003	no	TRUMBULL, CT	Previous registration
WADDELL & REED	Former SEC adviser	Jul 29, 2002	Oct 31, 2002	no	NORTH HAVEN , CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	LPL FINANCIAL LLC	Dec 22, 2023	Jan 3, 2024	12	Firm change	Ibd to ibd
LPL FINANCIAL LLC	OSAIC WEALTH, INC.	Oct 19, 2023	Oct 18, 2023	-1	Firm change	Ibd to ibd
B. RILEY WEALTH ADVISORS, INC.	LPL FINANCIAL LLC	Feb 2, 2021	Feb 5, 2021	3	Firm change	Ibd to ibd
UNITED ADVISORS	UNITED ADVISORS SERVICES, LLC	Jan 31, 2019	Apr 20, 2018	-286	Channel change	RIA to RIA
UNITED ADVISORS SERVICES, LLC	B. RILEY WEALTH ADVISORS, INC.	Dec 31, 2018	Jan 15, 2019	15	Firm change	RIA to ibd
CETERA INVESTMENT ADVISERS LLC	UNITED ADVISORS	Oct 10, 2012	Nov 22, 2012	43	Firm change	Other
TOUCHSTONE ADVISORS INC	CETERA INVESTMENT ADVISERS LLC	Dec 20, 2006	Jan 11, 2007	22	Firm change	Other
MSI FINANCIAL SERVICES, INC.	TOUCHSTONE ADVISORS INC	Jun 20, 2003	Dec 20, 2005	914	Firm change after gap	Other
WADDELL & REED	MSI FINANCIAL SERVICES, INC.	Oct 31, 2002	Nov 20, 2002	20	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
23131:6413:CT:2023-12-12	Dec 22, 2023	Jan 3, 2024	MONROE, CT	Firm change

Relationships

Registered with (9)

→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Feb 5, 2021 to Oct 19, 2023factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Oct 18, 2023 to Dec 22, 2023factForm ADV
→ B. RILEY WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Jan 15, 2019 to Feb 2, 2021factForm ADV
→ UNITED ADVISORSRegistered adviserregistration: previous registration
Nov 22, 2012 to Jan 31, 2019factForm ADV
→ UNITED ADVISORS SERVICES, LLCRegistered adviserregistration: previous registration
Apr 20, 2018 to Dec 31, 2018factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jan 11, 2007 to Oct 10, 2012factForm ADV
→ TOUCHSTONE ADVISORS INCRegistered adviserregistration: previous registration
Dec 20, 2005 to Dec 20, 2006factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Nov 20, 2002 to Jun 20, 2003factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Jul 29, 2002 to Oct 31, 2002factForm ADV

Dated events

Occurred
Dec 22, 2023
Advisor changed firm
Michael Thomas Gill left Osaic Wealth, Inc. for Lpl Financial Llc (registered 2024-01-03)
Form ADVobserved 4 days ago
Occurred
Oct 19, 2023
Advisor changed firm
Michael Thomas Gill left Lpl Financial Llc for Osaic Wealth, Inc. (registered 2023-10-18)
Form ADVobserved 4 days ago